EFTA01350811.pdf

Southern Financial Account Number Account Name Description Ticker Cusip Trade Date Quantity Local Price Base Price Local Trade Date Cost Local Trade Date Market Value ISIN SOUTHERN FINANCIAL, LLC-MGN US DOLLAR 33.49 0 1 33.49 33.49 SOUTHERN FINANCIAL, LLC-MGN US DOLLAR -33.49 0 1 9 SOUTHERN FINANCIAL LLC - MGN US DOLLAR 314640.75 1 314640.75 314640.75 SOUTHERN FINANCIAL, LLC LLOYDS BANKING GROUP PLC ISIN 291000 0.762 1.218 222817.26 221887.435 S FINANCIAL, LLC CANADIAN DOLLAR 0.01 1 0.969 0.01 iiiiIIIII SOUTHERN FINANCIAL, LLC SWISS FRANC 0.01 1 1.081 0.01 iliiIIIII SOUTHERN FINANCIAL, LLC US DOLLAR 5573313.57 0 1 5573313.57 5573313.57 SOUTHERN FINANCIAL, LLC ARIAD PHARMACEUTICALS INC ARIA 1653 5 0 20.86 290997.4 344920.10 SOUTHERN FINANC RAL ELECTRIC CO GE 23000 0 24.86 496109.08 571780 SOUTHERN FINANCIAL, LLC EURO PRINCIPAL CURRENCY OEURPRAA9 283178.22 1 1.335 283178.22 283178.22 SOUTHERN FINANCIAL, LLC ACCOR SA ISIN SEDOL AC FP F001 89906 8750 30.825 41.145 253565.27 269718.746 SOUTHERN FINANCIAL, LLC BNP PARIBAS ISIN SEDOL BNP FP F078 75903 5000 50.53 67.447 247180.01 252650.002 SOUTHERN FINANCIAL, LLC CARREFOUR SUPERMARCHE ISIN SEDOL CA F 10500 25.54 34.091 247262.16 268 SOUTHERN FINANCIAL, LLC RENAULT SA ISIN SEDOL RENA 7599 4000 59.16 78.967 238727.90 236640 SOUTHERN FINANCIAL, LLC AUTOGRILL SA ISIN SEDOL AGL IM T834 7V915 21400 11.91 15.897 250714.59 254873.983 SOUTHERN FINANCIAL, LLC SANGAMO BIOSCIENCES 50000 0 PRI W I R2214 554500 SOUTHERN FINANCIAL, LLC ADECCO SA-REG ISIN ADEN H003 92920 4900 63.70 68.831 313066.58 312130.001 OUTHERN FINANCIAL, LLC JC DECAUX INTERNATIONAL ISIN EDOL DEC FP 10000 26.98 36.013 246317.45 269799.994 SOUTHERN FINANCIAL, LLC FRAPORT AG ISIN =000 51.545 68.802 246524.86 257725. SOUTHERN FINANCIAL, LLC VOLKSWAGEN AG PFD ISIN SEDOL VOWS GY 928662923 1400 180.88 241.439 255882.59 SOUTHERN FINANCIAL, LLC JPM LATIN AMERI A FD SEL FUND 3815 JLTSX 49504 95 0 19.06 1000000 943564.35 SOUTHERN FINANCIAL, LLC DEUTSCHE BK AG LDN BRH DBL LONG ETN38 DAG 50000 0 8.51 352529 425500 SOUTHERN FINANCIAL, LLC JPM VALUE ADVANTAGE FD - INSTL FUND 1400 126600 0 p709-1726.89 0 26.23 2782242.51 2000000 2064541.53 SOUTHERN FINANCIAL, LLC ALLY 3404274 1/2% PFD ALLY PRB SOUTHERN FINANCIAL, LLC EARTHLINK INC 8 7 8% MAY 15 2019 DTD 05/17/2011 1000000 0 96.53 1033500 965300 SOUTHERN FINANCIAL, LLC LLOYDS T N 9 7/8% DEC 16 2021 DTD 12/16/2011 HE LD BY EUROCLEAR ISIN SEDOL OEM 1500000 0 119.813 1627500 1797 195 X50717735822 SOUTHERli iiiiiiiiiiiir FACEBOOK INC-A FE 17500 0 45.2 3 665000 791525 SOUTHERN FINANCIAL, LLC SERVICEMASTER COMPANY 84 FEB 15 2020 DTD 02/13/2012 ZZZZ 2500000 0 100 2665625 2500000 SOUTHERN FINANCIAL, LLC IMMINC 7 2019 DTD 03/11/2011 1000000 0 105.75 1035000 1057500 SOUTHERN FINANCIAL, LLC BARCLAYS 750% 04/10/2023 DTD 04/10/2013 =00000 0 102.927 300000 308781 SOUTHERN FINANCIAL, LLC COCA-CO N SEDOL CCH LN 588874917 11300 19.70 31.46 214034.78 222610 SOUTHERN FINANCIAL, LLC LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 DTD 12/15/2009 H ELD BY EUROCLEAR ISIN SEDOL 3000000 0 104.67 3247 500 3140100 SOUTHERN FINANCIAL, LLC HSBC CONT BUFF EQ SXSE 08/29/14 80% EKO BARRIER- 4%CPN 17% C AP INITIAL LEVEL-05/24/13 SX5E:2764.29 2000000 0 102.36 2000000 2047200 SOUTHERN FINANCIAL, LLC GENERAL ELEC CAP CORP 5.250% 12/31/2049 DTD 05/29/2013 IIIIIIIIII400000 0 89.749 1400000 1256486 SOUTHERN FINANCIAL, LLC JPMORGAN CHASE & CO VAR RT 07 24 2013 DTD 07/29/2013 ZZZZ 750000 0 93.725 750000 702937.50 SOUTHERN FINANCIAL, LLC SG MARKET PLUS 08/05/14 LNKD TO CL1 78.75% BARRIER - CPN , UNCAPPED INITIAL LEVEL-07/25/13 CL1:105.68 2000000 0 99.32 2000 000 1986400 EFTA01350811  UTHERN FINANCIAL, LLC COMPAGNIE DE SAINT-GOBAIN ISIN SEDOL SGO FP 6750 37.34 49.841 240317.53 252044 997 SOUTHERN FINANCIAL, LLC BIOGEN IDEC INC BIIB 2095 0 246. 346 250454.95 516094.87 SOUTHERN FINANCIAL, LLC ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE RBS 120000 0 23.30 2924400 2796000 SOUTHERN FINANCIAL, LLC JPMORGAN CHASE & CO 7.9%.1111.30 2049 DTD 04/23/2008 5000000 0 111.406 5498006.95 5570300 OUTHERN FINANCIAL, LLC BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/20 2000000 0 110.89 2081180.56 2217800 SOUTHERN FINANCIAL, LLC PETROLEOS DE VENEZUELA 5 5% OCT 28 2015 DTD 10/28/2009 HELD BY EUROCLEAR ISIN SEDOL 2500000 0 90 2250000 2250 000 SOUTHERN FINANCIAL, LLC GENERAL MOTORS CO CV PFD B GM PRB 7100 50.66 3585969.22 3596860 SOUTHERN FINANCIAL, LLC GMAC CAPITAL TRUST I PFD STK 8 1/8% ALLY PRA 0 26.92 1882773.60 SOUTHERN FINANCIAL, LLC SOUTHERN CAL 3000000 0 104.304 3016649.17 Einiiiiiiiiiiiir 3129120 c 31 2049 DTD 01/17/2012 SOUTHERN FINANCIAL, LLC KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 06/01/2011 KND 2000000 0 107.25 1966250 2145000 SOUTHERN FINANCIAL, LLC GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 3696 225N6 2000000 0 109.60 2122916.67 2192000 SOUTHERN FINANCIAL, LLC LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTRE IIIC TAT MAR 20 2014 DEAL 30140386 888972 0 1 0 454429.449 SOUTHERN FINANCIAL, LLC BUY JPY SELL CAD FORWARD CONTRACT FX RATE 93.7300000TRADE 08 /23/13 VALUE 10/10/13 468650000 95.895 0 468650000 -1.049484310 7E7 SOUTHERN FINANCIALL_TA22HASE MORTGAGE FINANCE CORPORATION REMIC 2007-Al CL 2A4 2.99 199% 02/25/2037 DTD 02/01/2007 0.024 0 95.384 0.02 0.02 SOUTHERN FINANCIAL, LLC HOMEBANC MORTGAGE TRUST 2004-1 CL 1M1 VAR RT 08/25/2029 DTD 07/30/2004 960981.704 0 63.67 540552.21 611857.05 SOUTHERN FINANCIAL, LLC SEQUOIA MORTGAGE TRUST 11 CL B1 VAR RT 12/20/2032 DTD 10/30/ 1027327.757 0 75.304 757654.23 773618.89 INANCIAL, LLC COUNTRYWIDE HOME LOANS 2003-1 CL B1 5.750% 03/25/2033 DTD 01 /01/2003 1258961.92 0 93.243 1202308.63 1173893.86 US12 naninill SOUTHERN FINANCIAL, LLC STRUCTURED ASSET SECURITIES CO 2003-10 CL B2 6.000% 04/25/20 33 DTD 03/28/2003 936183.76 0 93.948 936183.76 879525.92 SOUTHERN FINANCIAL, LLC IMPAC CMB TRUST 2005-2 CL 1M2 VAR RT 04/25/2035 DTD 03/03/20 1542857.02 0 83.064 1076142.77 1281558.76 SOUTHERN FINANCIAL, LLC COUNTRYWIDE HOME LOANS 2003-26 CL B1 5.33684% 08 03 i 1347212.307 0 62.21 1037353.47 838100.78 SOUTHERN FINANCIAL, LLC JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76. 9 AT EXP KI @ 69.65 -7.69E8 0 0 -346000 0 SOUTHERN FINANCIAL, LLC JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80. 8.09E8 1.029 1 346000 1546093.527 SOUTHERN FINANCIAL, LLC WTI CALL OPTION USD PUT OPTION STRIKE 110.00 EXPIRING 02/14/ ,000 BARRELS 250 0 1 562500 524441.475 SOUTHERN FINANCIAL, LLC WTI PUT OPTION USD CALL OPTION STRIKE 93.50, KI @ EXP 83.50 EXPIRING 02/14/2014 250,000 BARRELS SOUTHERN FINANCIAL, LLC POUND STERLING =i 1 0.14 ; 562500 -446795.286 1.597 0.14 SOUTHERN FINANCIAL, LLC US DOLLAR 1.445414156E7 0 1 6E7 1.445414156E7 SOUTHERN FINANCIAL LLC BOMBARDIER INC CL B 097751200 20000 0 93045.78 SOUTHERN FINANCIAL, LLC JPM PRIME MM FD - INSTL FUND 829 0.03% JINXX 0 1 199036.62 199036.62 SOUTHERN FINANCIAL, LLC ASCENA RETAIL GROUP INC COM ASNA 7050 17.07 0 1203435 SOUTHERN CHASE & CO JPM 21753 0 1161827.73 SOUTHERN FINANCIAL, LLC APOLLO GLOBAL MANAGEMENT LLC APO 037612306 2631 57 0 29.78 4999983 7836815.46 000000478137727 SOUTHERN FINANCIAL, LLC US DOLLAR 329920.88 0 1 329920.88 .88 transfer to Mai EFTA01350812