EFTA01358444.pdf

From: Nina Tona Sent: 1/18/2018 12:14:05 PM To: Oavide-A Sferrazza • Liam Osullivan Xavier Avila Martin Zeman CC: Alastair Mackinlay • Joshua Shoshan Subject: RE: Southern Financial LLC (C) Classification: Confidential Hi Davide, Did you have a chance to look into the below? Thank you Nina Tona From: Davide-A Sferrazza Sent: Tuesday, • 5 PM To: Nina Tona ; Liam Osullivan , Xavier Avila Martin Zeman Cc: Alastair Mackinlay < ;Joshua Shoshan Subject: RE: Southern Financial LLC (I] (CI Classification: Confidential Removed Mat from chain — I have some of this information from the KYC/account docs we have on file, but I will work with Stew Oldfield's team tomorrow to get the rest of this info and send all together. Thanks, Davide From: Nina Tona Sent: Tuesday, January 16, 2018 4:07 PM To: Liam Osullivan a Xavier Avila a; Martin Zeman Cc: Alastair Mackinlay c ; Mathew Ne ; Joshua Shoshan avide-A Sferrazza u Ject: : out ern inancial LLC [CI Classification: Confidential Hi Martin and Liam, Please also advise on the below. Organization Chart UBOs (Owners) that own greater than 10% The source of funds for the UBOs (owners) that are greater than 10% List of Legal representatives Annual report CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046180 CONFIDENTIAL SDNY_GM_00192364 EFTA01358444