EFTA01387281.pdf

Further Describe Source of Wealth /Detail the history of wealth for each of the sources. (e.g. For trusts, how did settlor accumulate wealth? For inheritance. h w did family accumulate wealth?For business owners. how long in business, how many employees. level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income Estimated amount of investable assets(S): (S) Estimated Net Worth(S) Amount of assets planned to invest with PWM(S) Other Known Financial Institutions: Institution Country. Est Assets Under Mgt institution Country. Est Assets Under Mgt Institution Country: Es Assets Under Mgt Please indicate the family situation of the individual (marital status. other family membe s. etc ) One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: The 2017 Caterpillar Trust - 0 FoundationiAssociation 2 Trust 0 Company pi rvate Investment E Type of Entity: Purpose of Entity: RulanthropiciCharitable 7 0 Estate 0 Partnership Commercial Type of Entity Other Purpose of Entity (specify). Other (specify): Date of Country of Virgin Islands. U S 1/3/2017 incorporation / incorporation/ registration. registration. Determination Required No Volcker Status Volcker Flag: 6100 Red Hook Quarter B3. St Thomas 00802 United Address (city, street, post U.S TIN( El N. 28-6639711 States code). Provide a description of the entity's organizational structure. its ownership structure and its Top Management. For trusts, foundations. include information about evocability.settlor and beneficiaries.etc - This is a grantor retained nnuity trust that holds membership interest in IGO Company LLC This trust will terminate two years from the date of initial funding a d annual annuity distributions will be paid to the grantor only. Upon termination. the membership interest will then transfer to the 2013 Butterfly Trust. Grantor: Jeffrey Epstein Trustee. Lesley Groff and Daphne Wallace Beneficiaries: Jeffrey Epstein and The 2013 Butterfly Trust (upon termination of trust) Please indicate how ownership of the legal entity is reflected. trust agreement F ....l Special attention. Bearer Shares • Indicate where shares are custodied. Descnbe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) Grantor' Jeffrey Epstein Trustee Lesley Groff and Daphne Wallace Beneficiaries. Jeffrey Epstein and The 2013 Butterfly Trust (upon termination of trust) To the best of your knowledge. is the entity party to a non-banking relationship with Deutsche Bank (e g external legal counsel, client referral source. supplier of Yes j I No ..7..I goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089542 CONFIDENTIAL SDNY_GM_00235726 EFTA01387281