EFTA01492218.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 5/I/II to 5/31/I I TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss C indicates Currency Gain/Loss * Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gaintoss Settled Sales/Maturities/Redemptions N28 Sale FRESH MARKET INC THE C 41.4007 207,003.50 (5,000.000) 41.35 203,749.52 (212,500.00) (5.750.48) S. 5/3 High Cost BROKERAGE 250.00 TAX 8/OR SEC 3.98 J.P. MORGAN SECURITIES LLC (ID: 35804H-10-6) 53 Sale OWENS CORNING INC G 36.60 73,200.00 BROKERAGE (2,000.000) 36.549 73,098.59 (73,900.00) (801.41) S 5/6 High Cost 100.00 TAX 8/OR SEC 1.41 J.P. MORGAN SECURITIES LLC (ID: 690742-10-1) 5/6 Sale MISTRAS GROUP INC G 17.002 17,00100 BROKERAGE (1,000.000) 16.902 16,901.67 (16,000.00) 901.67 S 5/11 High Cost 100.00 TAX 8/OR SEC .33 J.P. MORGAN SECURITIES LLC (ID: 60649T-10-7) 5/11 Expired Option JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY (790,000,000.000) (125000.00) (12500100) C 5/11 High Cost 11, 2011 G 79. EXPIRATION OF PURCHASED FX OPTION (ID: XJPYCA-OB-Z) 5/11 Expired Option JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY (935000,000.000) (470,000.00) (470,000.00) C 5/11 High Cost 11, 2011 G 93.5 EXPIRATION OF PURCHASED FX OPTION (ID: XJPYPA-SQ-Z) 5/11 Option Buyback JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 935000.000.000 0.002 (1,509.817.20) 470,000.00 (1,039,817.20) C 5/13 FIFO 11, 2011 G 93.5 KNOCKED IN 6 81.50 REPURCHASE OF WRITTEN FX OPTION (ID: XJPYCA-NE-Z) 5/12 Sale WLSHIRE BANCORP INC G 3.00 105,000.00 (35.000 000) 2.95 103,247.98 (96,250.00) 6,997.98 S 5/17 High Cost BROKERAGE 1,750.00 TAX 8/OR SEC 2.02 J.P. MORGAN SECURITIES LLC (ID: 97186T-10-8) 5/18 Expired Option WTI PUT OPTION USD CALL OPTION STRIKE 83.00 100.000 450,000.00 450,000.00 S 5/18 High Cost EXPIRES 05/1702011 100,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-EX-1.) J.P.Morgan Account Page 22 of 29 Page 25 of 41 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 14807 Chase CONFIDENTIAL SDNY_GM_00284005 EFTA01492218