EFTA01453707.pdf

I e an 08Apr 2014 SOUTHERN FINAN Page 2 Of 3 Request 18 As of 08 Apr, Doutsztis Bat AG SOUTHERN FINANCIAL, LLC At • Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USD) SOUTHERN F)EuroCcil 21-Noy-2013 20-Nov.2014 25-Nov.2014 (1.000 003 00) USD 101.030.000 ?Y SHORT EUROPEAN CALL 1010000 •,i-3 1:3S2.4 FINANCIAL, LLC SOUTHERN FXOneBerOneT 214N-2013 20-Nov-2014 25-Nov-2014 al.003.00) USD 0 PY LONG EUROPEAN 0.0000 13,126 44 FINANCIAL, LLC oo:hCpt SOUTHERN FXOneBarOneT 21•Naf.2013 20-Noy2014 25.Nov.2014 (21,000.30` USD 0 JPY LONG EUROPEAN 0.0000 10,992 22 FINANCIAL, LW outhOpt SOUTHERN FXOneBstOneT 21-Nob2013 20-Noy.2014 25-Noy.2014 42000 C0) USD 0 .PY LONG EURCPEAN 0.0030 9.117.05 FINANCIAL. LLC oudhOpt SOUTHERN F)EuraOpt 31.4en•2014 01-May-2014 07-May-2014 (10,030.003.03) USD 1,025,000.000 FY SHORT EUROPEAN CALL 102.5000 (54.397 49) FINANCIAL, LLC SOUTHERN FXDc atCpt 13-A43r-2014 14-Apr-2014 15-Apr-2014 (1.030030 CO) USD SHORT EUROPEAN CALL 375060 (201861) FNANCIAL. LLC Subtotal: i7753”,s s: Commodities • Dorivetivms Long/ Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar2014 15-May -2014 22 4/4y 2014 LONG EUROPEAN WTI 100.003 00 USD 0 CC00 I2.:',It2}i: rit. LLC DerNative ■ Subtotal ..• Commodffies - Base Metal Derivatives Long/ Not Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Pnce MTM(USD) SOUP-ERN CcnmodtyCp£u 03-Aoe.20 14 05-D. ti.c - A)I 4 It -Dee-N14 Se R F. LRCPEAN CALL %CU I,S0 ° 0 '.00' 0(00 FINANCIAL LLC ro BaseMelal Statement ID 182298_20140408_201404091 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111489 CONFIDENTIAL SDNY_GM_00257673 EFTA01453707