EFTA01518885.pdf

GHISLAINE MAXWELL -OAP HID ACCT- For the Period 9/1/13 to 9/30/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gainkoss Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/16 Sale MUENCHENER RUECKVERS1CHERUNGS - GESELLSCHAFT (110.000) 19.369 2,130.63 (2.149.86) (19.23) S 9/19 High Cost ADR 6 19.3897 2,133.97 BROKERAGE 3.30 TAX 8/OR SEC .04 ESI SECURITIES COMPANY (ID: 826188-10-6) 9/18 Sale TESCO PLC SPONS ADR O 17.757 6,214.95 BROKERAGE (350.000) 17.727 6,204.34 (8,130.07) 74.27 S 9/19 High Cost 10.50 TAX 8/OR SEC .11 ESI SECURITIES COMPANY (ID: 881575-30-2) 9/16 Sale UNITED OVERSEAS BANK LTD SPONS ADR @ 33.5252 (200.000) 33.485 6,696.92 (6,808.48) 0SA 9119 High Cost 6,705.04 BROKERAGE 8.00 TAX 8JOR SEC .12 ESI SECURITIES COMPANY (ID: 911271-30-2) 9/16 Sale VODAFONE GROUP PLC SPONS ADR @ 33.8772 (535.000) 33.837 18,102.58 (15,939.90) 2,162.88 S 9/19 High Cost 18,124.3D BROKERAGE 21.40 TAX 8/OR SEC .32 ESI SECURITIES COMPANY (ID: 92857W-20-9) 9/17 Sale MUENCHENER RUECINERSICHERUNGS - GESELLSCHAFT (115.000) 19.419 2,233.13 (2,247.58) (14A5) S 9/20 High Cost ACM • 19.4489 2,236.62 BROKERAGE 3.45 TAX 8/OR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) 9/17 Sale TESCO PLC SPONS ADR . 17.7355 6,296.10 (355.000) 17.705 6,285.34 (6,109.55) 175.79 S 9/20 High Cost BROKERAGE 10.65 TAX 8JOR SEC .11 ESI SECURMES COMPANY (ID: 881575-30-2) 9/17 Sale UNITED OVERSEAS BANK LTD SPONS ADR 0 33.2894 (140.000) 33.249 4,654.83 (4,688.94) (34.11) S 9/20 High Cost 4,660.52 BROKERAGE 5.60 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 911271-30-2) Total Settled Sales/Maturities/Redemptions $46,307.77 ($43,984.39) 61343.39 S J.P.Morgan Page 13 of 14 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046142 Chase CONFIDENTIAL SDNY_GM_00315340 EFTA01518885