EFTA01087884.pdf

Trade Date U.S. TRUST e.-t Bank of America Private Wealth Management Trust Operations Account Statement PO Box 830269 Dallas, TX 75283 This Statement Coven Mar. 01, 2015 through Mar. 31, 2015 6000286 01AV 1.072 4•AUTO 13 0 4032 10022 --50.500240 E Table of Contents Page Account Summary 3 Portfolio Analysis 5 RICHARD D'AGOSTINO C/O ELYSIUM MANAGEMENT LLC Portfolio Detail .6 445 PARK AVE STE 1401 Activity Detail 7 NEW YORK NY 10022-8626 Important Disclosures 8 Account Name: US. TRUST COMPANY OF DELAWARE Messages AND LEON BLACK CO TRUSTEES BENJAMIN BLACK Register for Paperless Statements Today! It's convenient, faster and TRUST UNDER AGREEMENT environmentally friendly. DATED DECEMBER 10 3310 If you already view your statements online, you may also register for paperless statements at Account Number: www.fs.ustrust.com. Investment Policy Statement Objective: No Investment Responsibility After legit, go to the Statements tab and click Change delivery preferences. Then simply Relationship Mana er: Write: select the eligible statement cycles you wish to suppress from paper delivery. Jane R. Heller U S TRUST COMPANY OF Fiduciary Specialist: DELAWARE If you would like to enroll in online access and choose paperless statements, please contact 1100 N King St DE5-002-04-12 Debra Patterson your advisor or call 1.800.U.S.TRUST (1.800.878.7878). Wilmington DE 19884 Go Greenl Switch to paperless statements on USTrust.com today. Go online or contact your advisor for more information. Page 1 of 10 11130 6000286 002003 1110 0009577 04-091 505 B E_bl EFTA01087884  U.S. TRUST Bank of America Private Wealth Management *** This Page Intentionally Left Blank *** Page 2 of 10 1230 6000286 002003 2 10 0009578 84.091 505 B E EFTA01087885  Trade Date U.S. TRUST e.-t Bank of America Private Wealth Management Account Summary Account: co TUA BENJAMIN BLACK 2010 Mar. 01, 2015 through Mar. 31, 2015 Market Value $8,980,559.36 Account Activ. Realized Gain/Loss Summa Income Summary YTO Since Fiscal YTD Since Description Current Period 01/01/15 Description Current Period YID Description Current Period 01/01/15 Beginning Market Value $8,958,861.47 S8.915.467.43 Short-term $0.00 $0.00 Interest - Taxable $16.15 $51.91 Income 16.15 51.91 Long-term 0.00 0.00 Total Income 516.15 $51.91 Change in Market Value 21,681.74 65,040.02 Net Total $0.00 $0.00 Ending Market Value *980,559.36 *98%55936 Change in Account Value 21,697.89 65,091.93 Portfolio Allocation Estimated Current Cash/Currency 11.8% Description Market Value Tax Cost Annual Income Yield Cash/Currency $1,055,593.14 $1,055,575.26 $200.56 0.01% Other Non-Investable 7,924,966.22 7,836,146.00 260,160.05 332 Total Assets $8,980,559.36 *891,72126 $260,360.61 2.92% Total $8,980,559.36 58,891,72126 $260,360.61 Other Non•lnvestable 88.2% Market Value includes accrued income unless otherwise noted. Page 3 of 10 The amounts shown throughout this statement should not be used in the preparation of tax documents. Detail specifying taxable nature ofincome will be provided with yearend tax documentation. Please consult your tax advisor. 13/30 6000286 022,1203 3/ 10 0009579 04-091 505 B EFTA01087886  Trade 1)ate U.S. TRUST e.-t Bank of America Private Wealth Management Account Summary Account: CO WA BENJAMIN BLACK 2010 Mar. 01, 2015 through Mar. 31, 2015 Cash Summa YTD Since Current Period 01/01/15 Income Cash Principal Cash Income Cash Principal Cash Beginning Value $0.00 $0.00 $0.00 $0.00 Income 16.15 0.00 51.91 0.00 NetAutomated Money Market Transactions -16.15 0.00 -51.91 0.00 Ending Value MOO MOO SQ60 SOHO Page 4 of 10 14,30 6000286 002003 4'10 0009580 04-091 505 B E EFTA01087887  Trade Date U.S. TRUST e.a‘ Bank of America Private Wealth Management Portfolio Analysis Account: CO TLIA BENJAMIN BLACK 2010 Mar. 01, 2015 through Mar. 31, 2015 Portfolio Summary by Asset Class % of % of Estimated Current Description Market Value Account Sector Tax Cost Annual Income Yield Cash/Currency Cash Equivalents $1,055,593.14 11.8% 100.0% $1,055,575.26 $200.56 0.01% Total Cash/Currency $1,090,593.14 112% 100.0% $1,055,57526 $200.56 0.01% Other Non-Investable Assets $2.924,966.22 882% 100.0% $7,836,146.00 5260,160.05 3.32% Total Assets 58.980,55926 100.0% 12,891,721.26 $260,360.61 2.92% Total $8,990.55936 $0,891,721.26 6260,36051 Page 5 of 10 1530 6000286 002003 510 0009581 04-O91 505 B E EFTA01087888 Trail.: I ).itc U.S. TRUST e--t Bank of America Private Wealth Management Portfolio Detail Account: CO TUA BENJAMIN BLACK 2010 Mar. 01, 2015 through Mar. 31, 2015 CUSIP Market Value(1)/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/ Units Description Sector (2) Market Price Income Average Unit Cost Gain/Loss AnnualIncome YTM Cash/Currency Cash Equivalents 241.890 CUSTODY BANK OF AMERICA 992188676 $241.89 $0.00 $241.89 $0.00 $0.05 0.02% MONEY MARKET SAVINGS ACCOUNT 1.000 (Income Investment) 1,055,333.370 CUSTODY BANK OF AMERICA 992188676 1,055,333.37 17.88 1,055,333.37 0.00 200.51 0.01 MONEY MARKET SAVINGS ACCOUNT 1.000 Total Cash Equivalents 61,055,575.26 $17.88 $1,055,515.26 $0.00 $200.56 0.01% Total Cash/Currency 61,055,575.26 $17.88 $1,055,575.26 $0.00 $200.56 0.01% Other Non-Investable Assets 100.000 BENJAMIN BLACK TR DTD 11/92 NOTE* 990009375 $7,815,400.00 587,211.18 57,815,400.00 $0.00 $259,471.28 3.32% DTD 11/30/10 FOR $7615,400 7,815,400.000 @3.32% INT MAT DOD 100.000 BENJAMIN BLACK TR DTD 11/92 NOTE* 990009383 20,746.00 1,609.04 20,746.00 0.00 688.77 3.32 11/2%30/10 FOR $2 000 20,746.000 3.3 INT MAT DD Total Other Non-Investable Assets 9'7,836,146.00 $88,820.22 $7,836,146.00 $0.00 $260,160.05 3.32% Total Portfolio $8,891,721.26 $88,838.10 $8,891,721.26 $0.00 6260,360.61 2.92% Accrued Income $88,838.10 Total $8,980,559.36 * US TRUST WILL BE UPDATING THEIR RECORDS FOR THE ABOVE NOTE THAT WAS PAID OFF. US TRUST HAS BEEN CONTACTED. ADA WAS IN CONTACT WITH TEM AS WELL AT THE TIME OF PAYOFF. (17 Market Value in the Portfolio Detail section does not include Accrued Income. Page 6 of 10 16/30 6000286 032;003 6/ 10 0009582 04-091 505 B E EFTA01087889 Trade Date U.S. TRUST Bank of America Private Wealth Management Activity Detail Account: CO TUA BENJAMIN BLACK 2010 Mar. 01, 2015 through Mar. 31, 2015 Short-term Long-term Date Description income Cash Principal Cash Tax Cost Realized Gain/Loss Realized Gain/Loss Income Interest - Taxable 03/02/15 CUSTODY BANK OF AMERICA $16.15 MONEY MARKET SAVINGS ACCOUNT INCOME FOR MONTH ENDED 02/28/15 Total Interest - Taxable $16.15 a St® a a Total Income $16.15 a SOHO MOO a Net Automated Money Market Transactions 03/31/15 CUSTODY BANK OF AMERICA -$16.15 $16.15 MONEY MARKET SAVINGS ACCOUNT MONEY MARKET PURCHASE Total Net Automated Money Market Transactions -$16.15 $0.00 $16.15 MOO a Page 7 of 10 1V30 6000286 002003 V 10 0009583 04-O91 505 B E EFTA01087890 Trade Date U.S. TRUST e.-t Bank of America Private Wealth Management Important Disclosures Account: co TUA BENJAMIN BLACK 2010 Mar. 01. 2015 through Mar. 31. 2(115 Be sure to read these important disclosures. They may impact your understanding of this account statement and your rights with respect to the account. Statement Content Disclosure This statement was prepared to provide you with a detailed record of information for the period covered by this report. The gairVloss and income figures presented are preliminary and approximate and should not be used for tax preparation. Estimated annual income may differ from actual income received and should not be used for tax preparation. If you have any questions regarding this statement or your account, please call your client team. Assets for which the Bank has Limited or No Responsibility This statement may include assets that are not held and not managed by Bank of America. Assets that are not held and not managed by Bank of America are listed solely for the convenience of the client Bank of America has no responsibility to manage, maintain, safekeep, monitor or value such assets. This statement may also include other assets for which Bank of America has limited or no management responsibility and/or no valuation responsibility pursuant to the terms of the governing document, or client agreements or directions. Real Property, Closely Held Businesses and Oil, Gas and Mineral Interest Market Values for any Real Property and Closely Held Business investments are approximations based on periodic appraisals, assessments or common practices for these types of assets. Such values are updated at intervals set in accordance with our procedures and may differ from a value derived today by the same method. Market values for any Oil, Gas and Mineral interests are calculated from the most recent 12 months' net income from producing interests and include a nominal value for non producing properties. These market values should not be used or relied on for transactional, tax or any purposes other than general information. Auction Rate Securities Notice To holders of Auction Rate Securities: Due to continuing unprecedented conditions in the Auction Rate Securities market the pricing of Auction Rate Securities as reflected on your statement may not be indicative of readily available pricing if you desired to and could liquidate these holdings. Additionally, some Auction Rate Securities may not be priced and will reflect a valuation of unavailable or zero. Thus, these securities will not be included in the account's market valuation total. Common Trust Funds and Collective Investment Fund Disclosure If you are a participant in a Bank of America Common Trust Fund or Collective Investment Fund, a full copy of the most recent audited annual report is available upon request without charge. Unaudited interim reports of Bank of America Common Trust Fund or Collective Investment Fund asset holdings are also available periodically without charge upon reasonable request Please call your client team for a copy. Compliance with Applicable Laws You may not use your account or relationship to the firm to process transactions that are prohibited by law, including, but not limited to, restricted transactions prohibited by the Unlawful Internet Gambling Enforcement Act of 2006. Disclosures continue on the following page Page 8 of 1(1 18,30 6000286 008'003 at 10 0009584 04-091 505 BE E EFTA01087891  tal.: 1)2:.- U.S. TRUST e--t Bank of America Private Wealth Management Important Disclosures Account: CO WA BENJAMIN BLACK 2010 Mar. 01, 2013 through Mar. 31, 2013 NYSE Specialist Disclosure U.S. Trust Company of Delaware is associated with a NYSESpecialist which may make a market in a security referenced herein. The Specialistmay have a longs or 'shortsinventory position and, as a result of being a market maker, may be en the opposite side of transactions on the floor of the NYSE in such security. Affiliate Disclosures Affiliates of Bank ofAmerica may provide services relating to certain investments in your account These services may, where appropriate, include underwriting or participating in the syndication of securities purchased for your account and executing brokerage transactions for your account Bank ofAmerica will, where appropriate, invest your account in mutual funds for which affiliates provide investment advice andother services, or in Bank depository vehicles for which the Bank receives a financial benefit Affiliates are compensated for these services and transactions in accordance with applicable law. The overall investment activities of Bank ofAmerica and its affiliates may limit the investment opportunities for accounts under their management (collectively, the Accounts") in certain markets in which limitations are imposedby regulators upon the amount ofinvestment by affiliatedinvestors, in the aggregate or in individual issuers. From time to time, the Account's activities also may be restricted because of regulatory restrictions applicable to Bank ofAmerica andits affiliates, and/or their internalpolicies. Bank of America Temporary Overnight Deposit IfBank ofAmerica Temporary Overnight Deposit is reflected in the Cash Equivalent section of your statement cash posted to your account after the trading deadline for your selected cash equivalent asset on a business day during the statement period. These balances are automatically swept into a Bank of America deposit account overnight and then are automatically transferred into your selected cash equivalent asset the following business day. If a market value is associated with the Bank ofAmerica Temporary Overnight Deposit this activityoccurred on the last business day during the statement period, otherwise market value will be zero. Trust Owned Life Insurance Policies The value shown for Trust Owned life insurance policies is provided for informationalpurposes only. It is based on the mostrecent policy statements from the issuing companies and has not been updated or independently verified. The value shown is the gross value and does not reflect any potentialliabilities, such as surrender charges, loans, or split•dollar liabilities. Copies of the policy statements, which may provide additional information on liabilities, willbe mailed to you separately. This disclosure does not apply to Institutional Retirement accounts. Page 9 of 10 1930 6000286 002003 910 0009585 04.091 505 BE E EFTA01087892  U.S. TRUST '. Bank of America Private Wealth Management *** This Page Intentionally Left Blank *** Page 10 of 10 20,30 6000286 003O03 1W 10 0009586 04091 505 B E EFTA01087893