EFTA01454512.pdf

r -try rr°1 7.-T"' e an roup 29 Jul 2014 SOUTHERN FINANCIAL, LL. Pap 2 Of 2 Request 182298 As of 27 Jun 14 Deutsch* Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN ExEural 21-Nov-2013 20-Nov-2014 25-Nov-2014 (LOCO tX0 00) USD 101.030.000 PT SHORT EUROPEAN CAI. 101 1X100 :' 7 cicri f:1! FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.OOO.CC) USD 0 FY LONG EUROPEAN 0.0003 11.334 03 FINANCIAL. LLC ouchOpt SOUTHERN FXOneEarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,ClXl 00) USD 0 FY LONG EUROPEAN 0.0000 8.25611 FiNANCIAL. LLC ouchOpt SOUTHERN EXOnet3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 0 F? LONG EtPCPEAN 0.0000 5,89793 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13.450.000 00) USD SHORT EIPCPEAN PUT 1.3450 ;52 706 12i FINANCIAL. LLC SOUTHERN F)EuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,00000000 EUR 03.800.000.00) USD LONG ELRCPEAN CALL 13803 56.06015 FINANCIAL, LLC Subtotal: tO 849 52 CommedIdas - Base Natal Dedvaties Long/ Notecy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity NotAmt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Ccomodty0pEu 03-Apr-2014 OS-Dec-2014 05-Dec-2014 SHORT EURCPEAN CALL XCU la TEO,Ca A USD i50 00) MT25 0 7.000 0000 (3344;34&) FINANCIAL, LLC ro BaseMetal Subtotal: i ..e4 43= e.:. Total: (323,585.30) Statement ID : 182298_20140627_20140630_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112655 CONFIDENTIAL SDNY_GM_00258839 EFTA01454512