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📄 Extracted Text (1,646 words)
SUBS MOS Financial Services Inc
ific.aiunt
_ -
Power of Attorney (PWM) PWMOtkn -
Pon!. Wealth Ayy,ita
(Not for use when naming a profession
OCco..mi Mame
al Investment Advisor)
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name ocrethei <Amenity open
Ot opened m
Moswelconhnn the aullia
ilv 01
r_eStie(
(Apia Mai
io pc."--fom, tact, anne saws vittsge0 bees
and to take ally and all anon
IsChAing the etteCut.On Of docum neCtistai ta a moden
ents a lams a Ohre at.teCetta10 tof to coition Cu' WC°
, aorm"gilhon't
MOW When shoo in this
clocunhint the saes
executes its POVIet of Altan ow" a 'my' feta go cacti of the tM sepenctpatt
a , Jseksselualls: a ("Want. Ilse
deed nal initial in the box
• AulmONZATION FOR ORS next to each agency guatil
PACE MO STRATEGIC A0vKOR ed. PLEASE SEE IWORIAN1 IPSO tOSuR
ACCOUNTS ON PAGES 2 IS REGARDING TRADING
ANO 3
' Trading Authorization
initial ANC to thltnCli)* my Agynt
er.ponat.041%;. nm atoll:l b NON VOWS With you 10 P.I.the
se eV tact Weurifiet ana Sendai reepe
arge Witt OM qualitcatorli tty ,.mtltAng Options
leek, ' etImola my own MC NOON and VMS Wm, and
cacao,. or as Orbitt1lu mono ConOitiOns lot my accosi s,.
othim [arson at bon.ers
Managed Account Authorizatio t•
n
rein a0thocie my Agent to emelt
investment AbeM1001 Tietatiaishoo my account to1 any tewestment
soon/ picgtam *title." by
discretionary inyeitMent manag
Agttitment a agoOlabte tams.
and spec/Iv* to Me and
ues. to mecum me
ers I unitkcStancl that the wombat. elsoeicegary and not
4c0y 10 all ilttS atSchay parent tohtso nt Retaliating) Ogleememl. Myth.,
accounts that I may open os the en< wed by me a my Ageni
luitee
Dishurstirmint Authorizatio
ns
Wt.)r milW Piece to aulhine my
Agent to chew? ORS to tlatillet
moo to mate osthnoccting et tides CO my bona money a annum to accounts held
in my name Of IV my ben.lit
Igniter. may OP ohm tea by at comedian rem any llama atehot
MrthOcIS which "loge ad / ento uncie. trio Cower of
Chats are not wooed to esiai hal motel item Attorney Such
oectiocic finds 0 OW*. M
tax docianants Autho
nzation
moil hem to auttionce my Agent
to make. eatiCule and µHit
>e we folios We and W4. as la lams, axtochnh seithool Immfa
.1000athe. anet ant 1(14110 date tint hcc aY VS woeful Rnenue
Duplicate Ottawa; inStamatio s
n Authorizatkm
41.14.0 tithe to autnocce my
Agent 10 recent a &sonata ropy a
d statements ea other ratrrtunc
nobs
Agants
nave neitgAlk`b MO*. agents
to ad On my aCCounOtes lot NI
UBS Financial SeriSCA Inc determ that each agent 5 &Other/tea ICI act
ine. in At tap 6.011.00, hit It 1.16/padOntly CI any Ott* agent. If
authwee IBS Financial *ewesInc li tereenng cOntlittag inittor
in it s bit Main MUM along hons hoen agents mil 1 have design
be( lid or by my design mewled fiCim any a my arms unlit ated. I
ated agents Ire tenth( na,OMd mesa at my
,On ton Woof, APpu mend ter bsuibLvt
mem must mrholndy Unk53 SaW
OS*. Sal surly:neat agent to me tapataly
r nave oesloated mx• than ale agent foe my
JewinMeu agents A(04/111. dyed that teS Financ
ial Seine. Inc act only igion
the rant eittiat ions Of al
IN Chamilint Name ant Name
*piston late
AC .M7 :Rev IMES;
020t 4 uBS Final& Servo.,
mminirinChITIAI
UBSTERRAMAR00000788
EFTA00236477
(*)UBS
Agfornorit
Ry Nomen Dekt. I n*. to endemnify and riOtd haernlevt OM and
dl Mohairi and all Ot ISW ~Kl anti ageni5 I: om and arm, any ani
Al darm% that may ante Oy enten o1
ulteS honnig 'Sen nn tne flOvniOnS ot
authOteitd tO mate any ni« tor dm enilturnent satirowleOge ion agree Mat
want] my atcOun: is elrbe a afwrong. mooding magn my teert .s
« Stront rnfOrfnaleur I hettlOy tany.<0Miltri sid 'facies arm Woei wies ma :0 Wette any and
agat IJ OP ~Kl al'
effinwo in and ta nv accOunttS Oy any and at Ifinetbu rs.lradé n or rangs Medio aflaten <X
; by my aplInl th COOrn.1.00 enm In verba&
autliceiy waren, in ind instrument
eirrutiOn Ol da omegt' forms or agreenores aan«). Out rol eenden to the
or any aultsyrialions d 1 ham mstoucle4
(konen Serwe Annurd. I ermiressly acknowle Pst Oss Pater ol Altorner oe Arcerecl in a
dge and snee Mat ty sgoing below Trutl or
Office.. Member. I Gelegd* in. Wrap.% ontroer 1
. Partner aOthtli rtOtelénta have as Trustee or
leye dWy aUltoOrOnt. arm uyin dut etal ut
ahatIlle• aN aPhld•It
hitit the accounts ki Mom Ihn tahoe/MI.0n el noch reOtentyn talnt hinnety
aneithin
Inl. :Wang of AIR/0nm wal beloer° :o.
<Ontrollen by and rob/peter; rn a<tadanc. Wan
enecl lo any Oneer" Cd <Mr. ot law no conflui Om UW> 0.! Stal. W New York. nntleOut nortnn
0/ Ina InOlyhtMlandn) ana tetnevon
actOunt at CAS or in arn ome. docurnem: IO Int tonitaty tOntoned en eng applhatho
tor any
INS .5 entriko to 'Sv On Ibis ~eiof Arme, rein roten nome of in gevang
~ford arm tempi i n owyereo ro air beanch ollne ~el, 1M
acknonletdded br Vin grwollment In .(<0.ont
dieratkeislny WIS Moest:~ Achisonr programs wit Tor thOse
Mcounts. Immediatify and effietively moge any
traden authonation gramod Mankt in ~Won somp of thy wfwas yen have
*Ms" abn' SuM•cl lo IdndanCen cn thee ArarbOMY aferboire0 <Y
ta° VphIpt may be lennenaled 01 ~glad Iscr. rergasOn rure or Out prots ano und!' non
m tIBS' loge nnoetton tor trarnple orturmlarxes.
Attomey in any retiremint account . Finanda l Advisers ~not be ~MMS %OS
of
nos is an important legal docume
nt Betont enrcuting tes docume
nt you thould asos these nipt:alant teert'
• Th,. document —y prOvode th*
person yOu dissignine as your
Inallapit Wl. despose of trassen agentattorney-rn-frut witti berd pesoen. rotloding
in your account w borrow money ming POwar to
voor ~party es inunly lor dm loen.
• el you are wing Mis Power
of Atomry in • Ratirement
this document to mate or Mango beneficiary designat Account you s0Ø no amore tint Ine agent 18 not cusnonsed undes
ions ot] your acCount.
• ' ,met ot Alle", n "AOW' On wend of al eind, e o unit.
hert? • g 'al Puien': £#ase pont We <bent nanse:s. sno nut dinar n inttexhit
altn el lbo
ifAKMTANT OPTICI POR PACEMTRATEGK
ornuonent of Trit Wint" <bents pay
AD4/5011
ACCOUNTS: Oroong Mare trom Me :An /manou ~mor
10, in these prOgonn As su" n • concOaff
nmenmg trweitfenill miste an a LIAS r bent. In« nOt donna* a PM*,
PAU/Water ACRO1414 «room ins , ot AfforMY lot Ine ~Min Ol !
tants. lereargial ~10101 nitides regestered or onferinte
lantdat mam recl ~rent annh-
(-11.1tSiC4e. 1-viMen
(tem fint enne
tal Name sy w. — Dar
;heisiest NO» last Nor
Syretyr. Dra.
...w.c. ot Canto: II. IhP Agent
tb\ eJA Pli_ra 2. 22S::› %t t-
'flitness f n st Nann• -Vr
last Name ~bei
Cases muft Sr
gace
and dato in th* menene of a wimess mto
mrt Mosign and date Mis Soms
IMPORTANT NOTICE FOR PACE/STRATEMC ADVITOR ACCOUN
TS: Oreer.; advent fl Om th! as /Mantra' Arsof n a wincoal
COMonnen1 Of Pie sennon dab pay k• In li ftte naprann AS wtn. dna may not l
obtammg investmern acNrce en J IRS MCE/St clinaltnal/ a brr of nnbioney ta Ina Duimt* olj
fater hrknn aCtnn Ihn onnudin tartend
rompetaph, snanoal prooien De unligriteted hylharhin doMOIS.I
or wrat parties Ry Nonmg [Wow. I «intern tnai t an not
worrilrg ~Omen: e or tOnlulling wreef to.
hitl piinloop wie apoitty Pre Int aCCOunl
. _
Oc_mgi V-PSnri
Arnt hist Plan tast Name
041P
A. MI :om 12/14,
02D: futaned Sennas rros rewryw bou<byi sak
nnntcfllchlTlGl UBSTERRAMAR00000789
EFTA00236478
UBS
AODMONAL INFORMATION (To Be Completed
by Agent)
Basic Information
E. Check here if agent is 1.185 Financial Advisor or a registered associated
person at UBS
Agent Mai Middle Name
K-ESnete
last Name
Country of Citizenship
USA ❑ Other (specify)
It Passpoil/Cedula SSN
Address Line 1
Address line 2
United States of America
City State/Province Zip/Postal Code Country
Home phone Agent's Relationship. If Any, to Principal
Agent's Account No With UBS Of Any;
Financial Information
Investment Experience: How many years have you held
investment accounts, years
Which best describes your knowledge of investme
nts., C i know very little about financial markets
and market investments
- I have a good understanding of financial markets
and market investments
- I am an emenenced investor in financial markets
and market investments
Personal information
Date of Birth
*f, Is the Agent affiliated with any securities firm,
excluding U8S and its affifiates, biokeddeiler subudiaiy
commodities exchange. self -regulatory organization of a financial institution, securities or
or the UBS auditor (cut:tinny Ernst B Young), (NYSE Rule 407)
C No C I Yes bI blank. Firm assumes No) If S. SOWN aflihaied
finVorganuation
If you answer 'yes' to the NYSE Rule 407 question. approva
l must be obtained from the specified haniorganization
went° or trading authority becomes effective before the account can be
Is the Agent an employee or related to an employee of UBS AG.
its subsidiaries or affiliates le g, UBS Financial Services Inc
U85 Securities 1.1.0 )
9 No ❑ yes . specify Alfilia leSUbSidialy
Employee Fail Name Last Name SW
Employment Information
Occupation. Employer Name and Address are only required il
your employment status is 'employed' or 'self-employed'
Status (select one:
C Employed LI Self.Employed
C Student 9 Retired 5
Self•Supponed 5 Volunteer 9 Unemployed C Work in the Home
Occupation
Busmen Phone (00henal) Business Fax (oPtiOnal)
Employer Name
kit uStry Ice, Construction. setvice. etcl (optional)
Address Line 1
Address Line 2
City State/Province Diatoms' Code nay
AC•M2 )Rev 12/14) 02014 U8S Financial Senvlceslnc.AY oh ts @serve° Member SIPC
Page 3/3
rnntctllCNTt At UBSTERFtAMAR00000790
EFTA00236479
ℹ️ Document Details
SHA-256
b55ff7fe7e4574eab1843a154b6562f705b842f4672b615617c2e2fc9c2d2b2d
Bates Number
EFTA00236477
Dataset
DataSet-9
Type
document
Pages
3
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