EFTA01384229.pdf

Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit OA Cost Bans Market Price Market Value Grin Loss Annual Income Yield EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A Security Identifier: Dividend Option: Cash CUSP. 06118118 2.500.000 42.7900 106,975.00 37.1500 92.87510 -14,100.00 06118/18 5.000.000 44.3400 221.699.15 37.1500 185350.00 45,949.15 06118118 5.000 000 44.0400 220.200 00 37.1500 185.750 00 -34,450.00 06118118 2.500 000 43.5400 108.850 00 37.1500 92.875.00 -15,975.00 06119/18 2,500 000 42.6740 106.686 00 37.1500 92,875.00 -13.811.00 06119118 2.500.000 43.0850 107,712.93 37.1500 92.87100 -14,837 93 06119118 2.500.000 42.7520 106.879.20 37.1500 92.875.00 -14.004 20 06119118 2,500.000 42.8400 107,100.00 37.1500 92,875.00 -14,22500 Total Covered 25,000.000 1,086,102.28 928,750.00 -157,352.28 Total 25,000.000 31,086,102.28 3928350.00 4157,352.28 $0.00 UNITED TECHNOLOGIESCORP COM Security Idena Dividend Option: Cash CUSIP: 06120/18 15.000.000 125 5300 1.882.944 30 118 0700 1.771.050.00 -111,894 30 44.100 00 2.49% Total Common Stocks 36,205,234.58 56,048,910.00 4156,324.58 344,100.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG ft 00TH Security Identifier: PFD SER K DIV 6.875% PERPETUAL MATT CUSP: PERPETUAL CALL SS/2425.00 Dividend Option: Cash 02103/14 79,000.000 25.3090 1,999,418.90 26.0000 2,054,000.00 54,581 10 135,781.32 6.61% Total Preferred Stocks $1,999,418.90 $2,054,000.00 $54,581.10 3135,781.32 TOTAL EQUITIES $8,204,653.46 38,102,910.00 4101.743.48 $179,881.32 Unrealized Accrued Estimated Coal Batas Markel Value Gainless Interest Annual Income Total Portfolio Holdings 514,678,071.50 $14,354,547.04 4323,524.46 $359.42 $320130.96 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8 and are marked as"noncovered". Securities marked as "covered*, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRSon form 1099.8 for the applicable tax year in which the securities are disposed. Note. In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Page 4 of 9 Accomt Number: RAW btellent Clutits Ovaugh Prams tIC., • tinily svmol i:cortcrzom Go papetiess ASX fl out t.IXIIVtOrf 4 Every Yea Since 2007 OALOAR RATIO COMMUNICATOM Mat DICE sublidiary of The In al New York Mellon Corporation (lINY Mellon) Persrws LLC. onesneer fII4RA, NY S. 5W,: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084312 CONFIDENTIAL SDNY_GM_00230496 EFTA01384229