EFTA01356368.pdf

From: Adrienne Bull Sent: 12/4/2017 11:00:36 AM To: Andrew Gallivan CC: Samantha Harmo Subject: RE: KYC Program - Stats (data as of E0D Nov 16) (CI Attachments: USO NY Dec 1.xlsx Classification: Confidential Hi Andrew and Samantha — Please see the latest stats for USO NY below and attached Aa )3 2017 HY 4:-.4.01on a Cs Pending % Competed by % Completed by Tots; a S KYC's 's Fully APPItual Banker % Fully Team Customer st In a with % Fully Approved KYC (including BankerFully (including Fully Approved Staple 8nPProved llenkerOl MD Miler) AFC Approved) Approved) US0 NY 493 305 93 0 11 84 81% 62% 75% 58% From: Adrienne Bull Sent: Monday, November 20, 2017 12:45 PM To: Andrew Gallivan Cc: Samantha Harmon Subject: KYC Program - Stats (data as of EOD Nov 16) [C] Classification: Confidential Hi Andrew — For your reference, please see the attached Below is the summary details for USO NY for High Risk NO4 rite" *PCs Fending %Corapietsd by %Completed by Total. IF KYCs Team customers le ll KYCsktly Approval baker Sinker %Fully with %Fully Approred (inoluding Fully Approved Approved Raduding Fuly Scope) Senkerm MO ARO AFC APPr0v44) APPron41 US0 NY 495 277 164 0 11 43 67% 56% 62% 53% CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042211 CONFIDENTIAL SDNY_GM_00188395 EFTA01356368