📄 Extracted Text (221 words)
BY SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ. AND AGREES TO THE TERMS OF THIS MARGIN
AGREEMENT, INCLUDING THE MARGIN DISCLOSURE.
This Agreement is subject to the Pre-Dispute Arbitration Clause in Section III, page 4, of the Account Agreement.
Account Number
Individual or joint account (IF THIS IS A JOINT ACCOUNT. ALL ACCOUNT OWNERS MUST SIGN):
Signature Date
Print Name SSN/EIN
Signature Date
Print Name SSN/EIN
Corporation, partnership, trust or other entity:
CONFIRMATION OF AUTHORITY TO BORROW:
If this is an agreement for a trust, other fiduciary account. or other non-natural persons) account, the authorized person hereby certifies and represents that the use of a
margin account and specifically the borrowing, lending and pledging of Securities and Other Property as described herein and in the Margin Section is in accordance with
and authorized by the provisions of the trust or other instrument and Applicable Law governing the trust or other entity.
Name of Entity Employer ID No.
Signature of Officer, Partner, Trustee, Authorized Party Date
Print Name/Tale
Signature of Officer, Partner, Trustee, Authorized Party Date
Print Name/Tale
Signature of Officer, Partner. Trustee, Authorized Party Date
Print Name/Title
FOR OFFICE USE ONLY
Branch Manager approval for margin accounts: Signature Date
12. PWM .0573
13 012145 011113
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 103850
CONFIDENTIAL SDNY_GM_00250034
EFTA01448738
ℹ️ Document Details
SHA-256
b669df58cdc265b38de66a5db7fd2d521ac175040344fb38d3c01186cdc80167
Bates Number
EFTA01448738
Dataset
DataSet-10
Document Type
document
Pages
1
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