📄 Extracted Text (227 words)
From: Stewart Oldfield
Sent: 8/31/2018 8:21:47 AM
To: Vijay-A Sawant
CC: Richard larossi Mayur Rathod I I; Bradley Gillin
Subject: Re: 2018 Periodic Review of accts Mort, Inc and Gratitude America Ltd under the
SOUTHERN FINANCIAL RELATIONSHIP
Do we need Mort to complete Gratitude? Also, what is SOS? Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
On Aug 31, 2018, at 6:59 AM, Vijay-A Sawant > wrote:
Good Morning Stewart,
After receipt of the COGS for Gratitude America in attached email, we confirm that only the following
items are pending for KYC Case
• SOS & COGS for Mort Inc dated in last 6 months. Entity domiciled in US Virgin Islands.
Once the above item is received, we will submit this case to the AML team for approval, thanks.
Regards,
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Vijay Sawant
KYC Case Representative
Deutsche GB Centre Private Limited - Deutsche Bank Group
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 00O063, India
From: Vijay-A Sawant
Sent: Wednesday,
To: Bradley Gillin < ; Stewart Oldfield
Cc: Mayur Rathod
Subject: 2018 Periodic Review of accts Mort, Inc and Gratitude America Ltd
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069592
CONFIDENTIAL SDNY_GM_00215776
EFTA01374744
ℹ️ Document Details
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Bates Number
EFTA01374744
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document
Pages
1