EFTA01454829.pdf

r -try71'1TM". e an roup 28 Jul 2014 SOUTHERN FINANCIAL, LL. Page 2 Of 2 Request As of 28 Jul 14 Doubt*, Berk AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style PuV Call Strike Price MTM(USD) 366364439 SOUTHERN ExEurcepl 21-Nov2013 20410%42014 25-tlov-2014 (1.000.000.00) USD 10030.000 in SHORT ELROPEAN CALL 1010000 (17637.84) 710423459 FINANCIAL. LLC 366364435/ SOUTHERN FXOneBanDne7 21-Nov-2013 20-Nov-2014 2541ov2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0003 7.92383 710423461 FINANCIAL. LLC ouchOpt 366364439 SOUTHERN FXOneEerOneT 21-Nor-2013 29Nov2014 25-Nov-2014 (21,000 00) USD 0 JPY LONG EUROPEAN 0.0000 5.262 43 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN FXOnef3ananeT 21-Nov-2013 29Nov2014 26Nov2014 121.000 MI USD 0 Fr LONG EtPCPEAN 0.0000 3.49704 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.000.03000 EUR (13450.000 00) USD SHORT RACPEAN PUT 1.3450 19oen 03t 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FxEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,00090000 EUR 03.809000.00) LSD LONG ELRCPEAN CALL 13800 3.257 06 936424264 FINANCIAL. LLC Subtotal: (67 On ti'2 Total: 187968.52) Statement ID 20140728 20140729 1 The valuation Information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113201 CONFIDENTIAL SDNY_GM_00259385 EFTA01454829