EFTA01432019.pdf

Subject: RE: Assistance Required in Resolving rejection points - KYC Case#01983253 [I] From: Bradley Gillin Date: Fri, 12 Oct 2018 15:51:48 -0400 To: Mayur Rathod Stewart Oldfield Cc: Vinita Advani Richard Iarossi Vijay-A Sawant Classification: For internal use only We require your assistance today in resolving the following rejection points in KYC Case#01983253 for Mort, Inc under the SOUTHERN FINANCIAL RELATIONSHIP. 1. In addition to the provided source of wealth information, please provide info and narrative as to the source of funds that will be deposited into the account. — Please provide info for following blank fields, as appropriate. {cid:[email protected]} DB USA Current - $4,553.12 2. Please provide a percentage verification as to the different sources of wealth. Specifically, which sources are responsible for more than 25% of the UBOs wealth? — Our SOW description involves companies Southern Trust Company Inc, J. Epstein & Co and Radar (a celebrity and pop culture magazine in which he shares 50% ownership with its founder). Kindly confirm? Jeffrey Epstein is the President and sole shareholder and owner of Mort. Southern Trust Company Inc, J. Epstein & Co 3. Under section 3A of the Global print section covering UBO Jeffrey E. Epstein, there is a box checked reflecting that Mr. Epstein has not resided outside of the US for 5 years or more. This contradicts other media covering Mr. Epstein suggesting he has resided in the US Virgin Islands for longer than 5 years. Please confirm. — We were under the impression that US Virgin Islands is part of the US and all residents of this island have US passports. Could you advise on this, please? EFTA01432019 Epstein is a US Citizen, pays US taxes, has a US passport and USVI driver's license. USVI is a territory of the United States. He has lived there for over 5 years. Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Mayur Rathod Sent: Friday, October 12, 2018 7:45 AM To: Bradley Gillin ; Stewart Oldfield Cc: Vinita Advani ; Richard Iarossi ; Vijay-A Sawant ‹ > Subject: RE: Assistance Required in Resolving rejection points - KYC Case#01983253 [I] Classification: For internal use only Hi Brad/Stewart, EFTA01432020 Good Morning!! Any update on the below rejection points. Regards, {cid: } Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, B1, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email: From: Vijay-A Sawant Sent: Wednesday, October 03, 2018 5:23 PM To: Bradley Gillin < ; Stewart Oldfield Cc: Mayur ; Vinita Advani ; Richard Iarossi Subject: Assistance Required in Resolving rejection points - KYC Case#01983253 Importance: High Good Morning Brad/Stewart, We require your assistance today in resolving the following rejection points in KYC Case#01983253 for Mort, Inc under the SOUTHERN FINANCIAL RELATIONSHIP. EFTA01432021 1. In addition to the provided source of wealth information, please provide info and narrative as to the source of funds that will be deposited into the account. — Please provide info for following blank fields, as appropriate. {cid:[email protected]} 2. Please provide a percentage verification as to the different sources of wealth. Specifically, which sources are responsible for more than 25% of the UBOs wealth? — Our SOW description involves companies Southern Trust Company Inc, J. Epstein & Co and Radar (a celebrity and pop culture magazine in which he shares 50% ownership with its founder). Kindly confirm? 3. Under section 3A of the Global print section covering UBO Jeffrey E. Epstein, there is a box checked reflecting that Mr. Epstein has not resided outside of the US for 5 years or more. This contradicts other media covering Mr. Epstein suggesting he has resided in the US Virgin Islands for longer than 5 years. Please confirm. — We were under the impression that US Virgin Islands is part of the US and all residents of this island have US passports. Could you advise on this, please? Kind Regards, {cid: Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobil EFTA01432022