EFTA01369010.pdf

From: Martin Zem Sent: 10/25/2017 5:18:08 PM To: Anjali Thadani CC: Xavier Avila ; Stewart Oldfield ; Joshua Shoshan ; Davide-A Sferrazza ; Ellenoi Jarvis I Chris Maxmin Subject: RE: Southern Financial LLC III Anjali, Thank you. I assume the end-user paperwork is in order as well, correct? Martin Front: Anjali Thadani .‘t > Date: Wednesday. Oct 25 2017 16:19 To: Martin Zeman Cc: Xavier Avila Stewart Oldfield . Joshua Shoshan e-A Sferrana Ellcnoi Jarvis - Chris Maxmin Subject: RE: Southern Financial LLC IIj Classification: For Internal use only Martin, you're good to trade non-margin from a regulatory perspective. Please reach out to Chris, cc'd above, for next steps in the trade process. Thanks. Anjali Thadani Deutsche Bank, Wealth Management Office: email: From: Martin Zeman Sent: Wednesday, October 25, 2017 3:34 PM To: Anjali Thadani < Cc: Xavier Avila >; Stewart Oldfield < >; Joshua Shoshan ; Davide-A Sferrazza Subject: Southern Financial LLC llj Classification: For Internal use only Anjali, Can you please confirm that Southern Financial has all the paperwork in order allowing them to trade? They are pressing us for an answer. Thanks Martin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061056 CONFIDENTIAL SDNY_GM_00207240 EFTA01369010