EFTA01373650
EFTA01373651 DataSet-10
EFTA01373652

EFTA01373651.pdf

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Kind Regards Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 Gate Parloway, Suite 500. 32256 Jacksonville. FL. USA Tel +1(904)527-6168 Fax (904 7464889 Email Please send all GED related emals to. Panitn,:trr Peeprent From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : :'arty name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc. Compliance Rocitn4vaeprom Anastasia Pringle---1212212014 10:43:18 AM---Classification: For internal use only Good morning. From: To: Cc: God Account-Opening/dbklbcom@DBAmoricas. Manikandan Murandharariebldbcom@DBAPAC Date. 12/22,2014 10:43 AM Subject: RE: EDO package for the RID Party name Southern Financial LLC III CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067946 CONFIDENTIAL SDNY_GM_00214130 EFTA01373651
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b700a67225c232fae3c797d361dcfc32126d06234f8c2bec93cd6f1071fe6f6b
Bates Number
EFTA01373651
Dataset
DataSet-10
Document Type
document
Pages
1
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