EFTA01045337.pdf

From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: ROTH Date: Tue, 23 May 2017 15:33:17 +0000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fa cel Begin forwarded message: From: "Atlas, Andrew S" < Subject: RE: ROTH Closing Mkt 27.59 - 27.70 Date: May 23, 2017 at 11:13:12 AM EDT To: Richard Kahn ROTH 27.825 last up .24 on 10565 shares 27.81 - 27.84 150 x 150 Exchange closes at 11:30am est. If you would like to participate in the overnight market, the order needs to be in by 4pm est. It will then be routed to Europe for execution. We can work the order any way STC would like. Let me know if you have any questions. -Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor New York, NY 10104 Tel/Direct Fax: NMLS ID X 1326736 From: Richard Kahn rmailto: Sent: Tuesday, May 23, 2017 4:43 AM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: ROTH Closing Mkt 27.59 - 27.70 EFTA01045337 Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell 917-414-7584 On May 23, 2017, at 4:04 AM, Atlas, Andrew S > wrote: Good Morning Rich, ROTH FP... opened 27.755 only 1440 shares on the tape. Not very liquid. Doesn't look like we are set up to trade on the international desk, so we're going to need to wait till someone on the NY desk can take the order. I have emails and calls into the desk, and will be notified when someone is there. Also looking for a natural seller to see if we could get access to some size. Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Awn s, 12th Floor I New York, NY 10104 Tel/Direct: I Fax: NMLS ID # 1326736 From: Richard Kahn [mailtod Sent: Monday, May 22, 2017 5:29 PM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: ROTH Closing Mkt 27.59 - 27.70 will do thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel EFTA01045338 On May 22, 2017, at 5:20 PM, Atlas, Andrew 5`= > wrote: Paris opens at 9am CET, so be on the lookout at 4am EST. Speak then, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct Fax: NMLS ID it 1326736 From: Richard Kahn [mailtod Sent: Monday, May 22, 2017 5:06 PM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: ROTH Closing Mkt 27.59 - 27.70 please have your intention desk provide bid ask early tomorrow am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On May 22, 2017, at 2:45 PM, Atlas, Andrew 5 > wrote: <image001.png> Not sure if this is helpful. Speak soon, Andrew Andrew S. Atlas EFTA01045339  First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor New York NY 10104 Tel/Direct: I Fax: NMIS IDN 1326736 NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law. to monitor electronic communications. This message is subject to terms available at the following link: http://www.morganstanley.comithsclaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law. to monitor electronic communications. This message is subject to terms available at the following link: httplAvww.morganstanley.comfthsclaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http://www.momanstanley.comhiselaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http:ftww.morganstanley.comidisclaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. EFTA01045340 EFTA01045341