EFTA01384755.pdf

From: Stewart Oldfield Sent: 9/21/2018 1:20:00 PM To: Liam Osulliva CC: Bradley Gillin Richard laross Subject: FW: 2018 Perio is eview o ccts outhern Financial LLC (GCIS*1483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP (I) Importance: High Do you recognize account code STRUPDT0118001? Thanks From: Vijay-A Sawant Sent: Friday, September 21, 2018 10:18 AM To: Richard larossi Cc: Bradley Gillin Stewart Oldfield ; Mayur Rathod Subject: RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIStI483882) & LSJE, LLC (GCISP499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] Importance: High Hi Rich, Following are the pending items in above accounts - • One of the account for Southern Financial LLC (GCIS 483882) is Structured Transactions account with account ID on DB Force customer page as STRUPDT0118001. We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. • "Purpose of the account" required for all the below accounts. GCIS • .............. ,4 ): %..."!.:)' 3 ; .>");', t MI , ...n., <ENNIC, torn, V164, fa n+ionl 14 , 114 N iilxra GCIS iat • GCIS DB Insight is not showing the below account. We'll need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. :+01.4-^oor• las Acton.' C-atsel *pea Mewl nr &or.. -lawn •o Regards, Vijay Sawant KVC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085258 CONFIDENTIAL SDNY_GM_00231442 EFTA01384755