EFTA01390312.pdf

GLDUS138 Ian Slome SOF & SOF D Overall transaction summary as of September 30, 2017 Invested capital' Funded raw' : Initial Gross , Project name Sourcing Seller type Dog type Funds COmpaniesi (USSIn) (USSin) CloSsig multiple Portfobo detail 1- Leonardo Proprietary Financial Institution Fund Secondary 96 609 205 3 166.0 01 07 2.0x US I Europe - dreersofied 2- Sprint Syndication Public to private Single Asset Deal 1 1 36.0 36.1 03 07 3.0x Europe - buyout 3- Constellation Syndication Alternative Funds GP-Ied Secondary 34 16.5 16.7 03 07 0.9x US / Europe - grcreith equity 4- Cram Syndication Financial Institution GP4ed Secondary 22 19.4 21.6 04 07 1.7x Europe - special situahons 5. Freedom Syndication Pension GP-led Secondary 1 3 15.0 12.1 02 08 0.3x US - mid-market buyout 6- Pigeon Limrted Process Alternative Funds Fund Secondary 1 20 22.8 24.7 04 05 1.3x US - mid-market buyout 7- Hoover I` Proprietary NNW/Family Office Fund Secondary 2 104 0.4 04 04 08 1 9x US / ASta drierseted 8- Hoover I( Proprietary Financial Institution Fund Secondary 1 4 0.1 0.3 01 09 8.84 US - mezzanine 9- Amadeus I Limited Process Endowment Fund Secondary 1 11 16.1 16.2 01 09 2.4x Europa - buyout 10- Hoover III' Limited Prece&s, Financial Institution Fund Secondary 1 2.7 2.6 02 09 0.8x Europe - mid-rmrket buyout 11- Amadeusll Limited Process Alternative Funds Fund Secondary 1 5.4 5.5 02 09 3.3x Europe - buyout 12- Hoover IV Limited Process Alternative Funds Fund Secondary 1 a 3.3 2.6 02 09 2.2x Europe - mid-market buyout 13- Hoover V1 Limited Process Financial Institution Fund Secondary 1 14 3.4 3.5 04 09 1.7x US -- mezzanine 14/21- Bach Proprietary Multiple GP4ed Secondary 1 7 39.0 32.3 04 09 2.0x Europe - venture capital 15- Hoover VI' Limited Process AU1ernative Funds Fund Secondary 2 22 4.8 5.8 01 10 1.7x US / Europe - md-market buyout 16- Hoover vie Proprietary NNVY/Fanuly office Fund Secondary 4 78 2.9 2.8 02 10 3.4x US - mid-market buyout 17- Hoover VIII` Proprietary NNW/Family office Fund Secondary 1 196 0.5 05 03 10 2.8x US - mid-market buyout 18- DaVinci Proprietary Financial Institution Fund Secondary 28 193 103.3 53.7 03 10 3.0x US / Europe - diversified 19- Imperial Proprietary Financial Institution Fund Secondary 2 152 51.1 294 04 10 1 9x US / Europe - mezzanrie 20- Hoover IX. Proprietary /011111//Family office Fund Secondary 7 294 0.8 0.7 04 10 2.6x US Europe - diversified SOF Sub Total 154 1.774 54/03 433.3 2.1x DaVinci Proprietary Financial Institution Fund Secondary 28 193 138.1 67.2 03 10 3.0x US! Europe - diversified SOF ;mil SOF 0 Total 154 1,774 686 9 500 5 Nuinbei of conic,: ben estimate (2) Invested Capital is the Transaction Size and is described as purCligte price pli.R unfunded obligations Fu-rvied e.aprtal is the amount funded ei each Transaction. The Net Multiple (TVPt) for SOF and SOF Dls 1.8x and 2.3x respectively Consoled Irma ELIP to UST using a rate of 1.1821 (S) The perforinanr,e figures are based on unateirted fair values and shcski be read and fem.-wed rn conjunction with the "Important InformaisarC and -Important Performance Information- sections. Gross returns are arose of lees, rerioymais and carried ester-est, which aro hot Oa red at tlw investment level so performance is not e;4pectrril to In represertative ol itiVeableft ,stunr-4 to inV6SEUIS. Investors 241(riati CS.1111314( with their tton atiViSef6 as to the impropttate factors to be considered in esti:kiting this interment:A Past performance s not a pediMron of future performance, but 0 a imludsei to demonstrae the Irac record of the Glendower SOF Team aril there can be no assurance that SOF IV will achieve comparable results or tint any target results will be achieved. PP Hoover fizesactirirs represent the inveStrne-ritt made by SOF via a s,m,6al puirae vehicle J-SRV") attracting ciddkional a:cm...fere; and administrative expenses The actual performance for the SFV may be over than the performance of the individualunrestments because of the additional amounting and admit csIr expenses. The aggregate net multiple of this SPV, Including the fees and expenses is 1.9x Glendower STRICTLY CONFIDENTIAL Capital CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0094779 CONFIDENTIAL SDNY_GM_00240963 EFTA01390312