EFTA01460460.pdf

Fax Mobi Emai (Embedded image moved to file: pic17945.gif) Securities offered through Deutsche Bank Securities Inc. From: To: Cc: Date: 11/04/2013 11:53 AM Subject: Re: (C] From a business perspective I am supportive given the importance of the overall PEI relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? Sent from my iPad On Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: Classification: Confidential Given the "one bank" approach I keep hearing about, total Bollag investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary vrablic <0.27A.gif> Rosemary vrablic managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York. NY. 10154-0004 Tel. Fax Mobil Email *ILSE 1046752 <0.CD8.gif> Securities offered through Deutsche Bank Securities Inc. Joshua Shoshan---11/04/2013 10:45:40 AM---Classification: Confidential RV, hi. This is not an easy conversation, and Michael has no brokerage CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121733 CONFIDENTIAL SDNY_GM_00267917 EFTA01460460