EFTA01437509.pdf

Subject: Trade Details 8 13 2018 C From: Liam Osullivan > Date: Mon, 13 Aug 2018 16:24:59 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Xavier Avila Davide-A Sferrazza Stewart Oldfield Classification: Confidential Paul, You sold lmm RBS Pref from the Southern Trust Co account: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION ISIN PRICE PRINCIPAL INTEREST NET AMT. (TRANS. CCY) TRANS. CCY 8/13/2018 8/15/2018 SELL EFTA01437509  -1,000,000.0000 ROYAL BK SCOTLAND GROUP PLC ADR SER U REPSTG PREF U SHS ISIN#US780097AU54 4.013% 10/04/88 B/E DTD 10/04/07 CLB US780097AU54 94.87500000 948,750.00 -6,076.55 954,826.55 USD You sold 200m SERV 7.25 3/1/38 from the SFLLC account: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION ISIN PRICE PRINCIPAL INTEREST NET AMT. (TRANS. CCY) TRANS. CCY 8/13/2018 8/15/2018 EFTA01437510  SELL -200,000.0000 SERVICEMASTER CO NT 7.250% 03/01/38 B/E DTD 03/02/98 US81760NAB55 98.87950000 197,759.00 -6,605.56 204,358.56 USD Prepared on 08/13/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park 4-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA EFTA01437511 Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01437512