EFTA01480916.pdf

Ukase Account" Initiated Dale 03110.02012 07:15 AM Client Name JEFFREY E Account Title Initiator PAUL V MORRIS EPSTEIN ECI Account Type Initiating Team P8 FRONT OFFICE LOG PB Verify & Confirm for Jeffrey Epstein Final Risk Rating High Initial Risk Rating Standard GCS Report Requested Full Presence of Potential High Risk Yes Indicators Reason for Adjustment Concocted Felon Comments Summary of Risk Attributes Please summarize any material changes ro material updates but relationship monitored closely. which have occurred with the client within the past 12 months: HHH Hr:Ci Search Type Security Service Details Further Review Required Company Information No addhonal research necessary. No Corporate Records No additional research necessary. No Other Database Searches No additional research necessary. No (RDC/MIS/Factiva) Internal Database Search (CSSWFPS) Internal database search revealed prior Yes GS&I research for Jeffrey Edward Epstein and the following derogatory information was reported Several newspaper articles were found that detail the indictment of Jeffrey Epsteei n Florida on felony charges of soliciting underage prostitutes Jeffrey Epstein served 13 months in jail Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child traffickliv and molesting underage girls. Jeffrey Epstein is required to register as a sea offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount State Court Searches No additional research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC? Yes Red Dot (Derogatory Information ) identified Security Service Details Include KYC names In which this was ireviousl re.orted. if an . Red Dot Information Negative Information Found Banker Attestation Details Confidential Treatment Requested by JPM-SDNY-00003158 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272356 EFTA01480916