EFTA01480649.pdf

Confidential Due Diligence Report Executive Summary On 08/19/2013, GS&I was requested by JUSTIN NELSON to conduct a background investigation. Darren Indyke was researched through available New Jersey databases. DARREN K INDYKE PLLC was researched through available New York databases. Media research was conducted on HBRK Associates Inc. and New York Strategy Group. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Worldcheck, Dow Jones Watchlist, Google, SPEADDIFPS internal database search (JPMorgan Chase Fraud Prevention List Review), federal cowl searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Darren Indyke • Company records search revealed no records found. • Corporate records search revealed no records found. • Other databases (RDC/MIS/Worldcheck/Google/Dow Jones Watch List/SEX OFFENDER) revealed no records found. • Internal database search revealed no records. • Federal court searches revealed no records found. • Personal Particulars: Social security number: 098-54-8596 was issued in NY between 1974 -1975. Date of birth: 02/19/1965 Current Address: 2 Kean Ct Livingston, NJ 07039-4234 • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7864595138 2 Confidential Treatment Requested by JPM-SDNY-00002858 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272056 EFTA01480649