EFTA01121691.pdf

Global Investment Opportunities Group to. harem. SiKuriliell (AC Account Position and MTM Summary (Open Positions) C I CO <Nobel tor thassermaNwo Prepared for Southam Stint as of November 29. 2013 Curtin% EC \ Commodity mos USINC(N 13 1113 )(AMID) 125244 OBIS 1600.2 USINPY 102430 1.60.015 0141 USC•204 10.11911 NAV% 1.3592 LISOttb. 23354 1.111:4120 I2295 USCOIF USOCAD 1(415 USW% 2011 WIMP( 11134 Intenhatitmal RAS swo • Intraday Mang via Incenbeg Curr•nl unto %ado Oat. Maturity low Amount Irma St.P Sates Curruncy Coupon Printlywl Cost If) AlLosliet Volvo (51 Toll Mt Aeeruml IS) Yield to Worst t"Y Prk° MIM (Loa° 1).54p13 fl Ort.2015 2,033.500 Petrdem Or Vomiudia S WA USO 51.41‘P%0 520%0 1121% 9003 $3020 0164001 International irzed income Mitt ($1.1100.100) Sill COM $30.04* 15161.040 •o, Contracts • Pam space' intiedaylient Bloombor (Lostnt Spot CurtOMMAI hada Data Yak. Dab sought NOt•Olial Sold Notional fie O.I. Contract Spot Controct tonnani MIM mot* Forward P 1010,I3 0.0%.13 AMOCO GIP 74).<,I) 16I]2.2 1614 1.63625 163131 $46.44/, 20.11%.13 6Ao13 4.9*450 PV 4104450M /dye- 140 CO3 103 10245500 10241340 forward Contras MIM 550,10) • MIM Modeled via %comb/a Cwrancy 2 0...tonal Current INentian %ad* Oato tspirat.on %ruction Currency 1 %Po Strike Craroncy 2 %Po MIM Notional Fr (5) (53 6'4upp 06.14o -IA Sold USD Pul CO).0:0 020 DID Call SO0117 515,240 (539.50/, iS1122)) L4ug.33 24.1m.14 Sold USD Cal 4,502.0:0 049 ALD VANDOW Ib00,075.01119113 'suss SO S41,655 11.1e014 Sold CAD Cal 4,502,0:0 USD sumo 151.0502 355.103 3441:13 06.f.1.14 Sold USD Pul CO).0:0 011 AU° Call VANDOW O&M tael 9113113 moo (525405. ISIA465) 11.54p13 OS.fot/.14 Sold PY Pul 102 0> USD Call M1106 ss),soo (531.505. 55,495 2344613 C4de014 Sold IAD P.1 05'. too Call 100 98l K00902 smoss 141,4".‘ SA MI PM °evens Mlle ¶,01111 15100453/ 5100.47/1 90/C0 SO 54.429 34.029 PI/SP (11610)3 (534,203) (120).103) 201140y Open 14714 se Repo SO JO SO Cravent Opon MTM MU%) hi 1ST so so so Derivative 5151.4115 15142.22D 15150.530 WED Orange in Opon M1M 1111.115) Alternative so so so SOD Costa Pit 11371$97) Other 1Miscellaneous 50 50 so sows 012.3%) 11373.5911 15445,411) 2073 Not Porto:manor 0345.911) K12%301% a IC EFTA01121691  Global Investment Opportunities Group CIO A«ount Position and MTM Summar)/ (2013 Ciosed Positions) .r.p.r.d. for Sovi...tru hyll •.• of Hovna 18 3013 Mimt 04..0 D.e. hdiry 017/00. 0.• 77.000 Pan Pool! 1914, 11 !MO 401, ~Ir Pael.tn LP wP 104 627% 5%12020 00191 1.940, 13 40.0. 703 1,1100/0 304.44.11 VOC41 400 WN1NYle 1/10 bena 00% 10301/41 11430 0M+-11 740 774 Mfl@ 13444. 11 00 4140 ~plan 0884 011 10(> 100.5 410% 11.0403:. 1105.31* 201.0, 1) &rf 3145 314~11 0004 400 gruna 14...4040/.Inc IaD le...4.110•0411 0074 00033 14334 )1M+-11 1111 In. »Mr 01 lde (4441% 80.437.0 ~NO Co WO .00.00401 (110, 6 1121.001 121.210 3+.511) /0) RIO CL.11 330> 01~ 0.00 Feda IaD enn (1111203 5111.111 301.101.3 3/0 2014. 11 240 1.0 11.16%61% 174, IMow.NOM(IC PØ MUOI 141.1* 281470 210 2895 15110 3.4800 A0C 1100 Ans 004041 CD, InD ha •37% 11111111 10214 OMon 11.41 Ni Iwn Lisiod001•0 04.11 Ga Yl 11.1 NA 01•014 to 001 IMI 0.400 1009 SOM 110 11:6 241711 40. 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EFTA01121693  Global Investment Opportunities Group .P. Morgan Simuniticis LLC. GIO alabaltimmeormet Orreeeralike Account Position and P/L Summary (Disclaimer) Prepared for Southern Trust as of November 29. 2013 IMPORTANT INFORMATION In, KSU Lrer:Keree. reSeralgan lliale 4.0. 4/41 fit allhaelt CIO not pot nnmart up near. nalw regaraire .1416Searat Of a le. ...0.9an reheaden reefer_ telinernt .10rire Accordingly. any dice/Won& U.S. tax natters contained heroin (including any expressed heroinmay diner from the opasan expressed by other arms or LP. Morgans inckiding mime/renal is hot intended ce written to be used and cannot bout.* in CrinetdOn with research. The imostment strategies and dens slaws" hero may differ from those **mad for the promotion marketing& recommendation by amtne unaffiliated with 1.P.morgan Chase other passes or in other CeINIOXIS by otter LP. Morgan marls& suMaWsts. & Co. of anyof the manors addressraweein of for the purpose of avoiding US. tax.related Is,Morgan Securities LLC may act as a market maker relevant to structured products& option penalties. products and may engage in hedging or other operations in such markets relevant to its uNcluted Each raipenc of th& presentations and each agent thereof may disclose to any poison fyrackicts or options expaunas. Structured products and options are not fretted by the Federal without leMation. the US. Income and tranchaa tax treatment and tax Seethe* of the Deposit insurance Corporation (FCC the Federal Reserve Board or any other gnommontal lientaliffe deserted hereinandmay disdose all materials of any kind (including ognions agony. or other tax analyses) provided to each reopens, insofar as thomateruls relate to a U.B. In dscussien of *pliantand other nratogies, results and r are based solely on hypothetical -.some or franchise taxstrategy provided to such befit by I P.Moigan Chase & Co. and exanoles cited actual results and Asks HO vary depending on spacIfk circumstances. MAIM eat its subsidiaries. are urged to crueler carefully Nether option or elated products in genera as Hell bank products erd semen ere offered by !!Morgan ChaseSeek. N.A. and its °States froducts or 'bottoms dsunsed herein are witoble to their needs Inactual transtsban. the Securitiespro:1mb andservicesre offered by 1.P. Maw Seevmies LLC member HYSII. dienescounterpsny for OIC dernotnesepplrations isl.P.Margen Chose Bank. HA. London f VORA sed SIPC /P. Morgan Svc...Hies LLC is en affiliate of /P Morgan Chose Sent. N.A. bands, For e copy of the *Oscractenstks end ROA, of Stanclorditeel Options' baSelet please and other affiliates globellY OS bOl koslation permits. WIC insurance end domestic deposit tented your yr Monger Admor. preference re not apraicable to deposits or other °big/lira of our bank branches Ca Real estate. hedge funds. and other private investments mey not be %ruble for all ind thin idual banking affiliates outside the Unted States investors. may present signibunt risks. and melte solder redeemed et more or less the es the United Kingdom. thismateriel is ached by!!. Merge,International Bent limited original ernrint ted Pr- te tments off red ly by Offering mernOrende stet more (frill) with the registered offee located et 125 London WA COY 5N. registered in fully deserbe the possible mks. There ere noassurers:es that the 'Uteri 0meitment obieltNes of Engird No. 03S3ST46 and a arthonsed end regulated by the financial Sawn Authority. any investment prodoet who be met. Hedge funds/or fords of hedge tendk oHen engage in In addition. this materiel my be dsubuted by. /.P Maroon these Bank. N A (PMCB) Iverson, and other speculathe investment &setae> Met myinseam the rek of investment Pens branch. which isregulated by the french barking eudwrities Ai/write de Conbre low urn be higNy Spudre not required to providetriode pricing vahmtice nfametion to Prudentid and AutoritO dos Marches financiers:JP. Morgan Memel Se, regulated by the In...stork may inoehe complex tax Sauce/JIM and delays in dicUibuting impanant Let informatioN Scares Financial Market Supervisory Amender. SIMCBOUbai branch, togs/am, by the Dubai ate not subject to the sameregulatory requiem an fees. as M.ItUal funds; and often charge hap f;Nodal Union Authority. PMCB Bahrain branch. firmed as a tomornional wholesale Furthers any number of [anises of interest may exist in the context of the management bank by the Central Bank of Bahrain Doi professional clones only). SNAGS Hong Kong operation of any hedge fund. branch row/Med By the Hong Kong Monetary Authority and /PMCB Singapore brandk In the US. / P.IVIorgan Mutual funds are distributed by ',Morgan Okurbution Sonia.. Inc, regulated by the Monetary Authority of Singapore which is an affiliate of 1/1404gan gan Chase & Co of I.P.Monain Cede! Co. (Nebo Nos Tans material is not intended at an offer or Seadtatir fa the purchaser sale of any for providing various seryket to the sends. Can LP/ArgonDistribnionServIcos I-000/10. financial instrument. /P. Morgan Securities LLC of its eleirefir affixes may hold a Mt I or visit nww/P.Morganfundscom for the emcee/tug. Investorsshould carefully ccosicler the position or act as market maker in the finNeal instameros of any issuer claimed heroin or terOgrrefe objeahrs. mktcharges and expenses of the ~sal funds before investing. The act as an underwriter. garners agent ad/isor or lender to such issuer. Tee views and prospeaus terrains thisandother informationabout the mutual fund and should be read <irefully strategies described herein may not be eatable for all inn:atom The discussionof loans or before Ratting. other extensions of credit in this material K for nuniative purposes one/. Ma commitment to As applicable, portions of mutual fund performance information may be peoldedbi upper, a lend should be COMPUed a annum. Thismaterial K distributed with the encloitanding that lieut0.1company, onion to the falonIng 02012 kneel. All Art rezone