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📄 Extracted Text (471 words)
Private Wealth Management
Deutsche Bank Alex.Brown
Trading Authorization Limited to Purchases and Sales of Securities
Account Number.
Account Name: Southern Trust Company, Joe.
The undersigned hereby authori zes Theta Trading' LLC ( whose ugnature appears below ) as In
or her agent and attorney in fie.t to buy, sell ( including short sales ) and trade in stocks. bonds, and any other securities andlor contracts relating to the
same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and risk and in the undersigned's names, or
number on your books The undersigned hereby agrees to indemnify and fold you harmless from and to pay you promptly on demand any and au losses
arising therefrom or debit balance due thereon.
In all such purchases, sales or trades you are authorized to follow the instructions of the aforesaid agent in every respect concerning the
undersigned's account with you: and sThe is authorized to act for the undersigned and in the undersigned's behalf in the same manner and with the same
force and effect as the undersigned might or could do with respect to such purchases, safes or trades as well as with respect to all other things necessary
or inradental to the furtherance or conduct of such purchases, sales or trades.
The undersigned hereby ratifies and confirms any and all transactions with you heretofore or hereafter made by the aforesaid agent or for the
undersigned's account.
This authorization and indemnity is in addition to ( and in no way limits or restricts ) any rights which you may have under any other agreement
or agreements between the undersigned and your firm.
This authorization and indemnity is also a continuing one and shad remain in full force and effect until revoked by the undersigned by a written
notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any
liability in any way resulting from transactions initiated prior to such revocation. This authorization and indemnity shall Inure to the benefit of your present
firm and of any successor firm or firms irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever, and of the
assigns of your present firm or any successor firm.
As used herein, 'you- and 'your. refers to Deutsche Bank Securities Inc
Veytrulyyours.
September 11, 2013
Dared ft Signature
52 Upland Drive sj
Agent's Address Print Name
Greenwich CT 06831
Gry State Zip Code
Agent's Social Seeurityrit 46-3018209 Agent's Date of Birth:
Signature of Authorized Agent Date
Signature of Client Advisor Dare
Approved by Date
Deutsche BankAlecBrown is the Private Client Service, Division of Deutsche Bank Securities UK.
09.PWM-0159 CS70 (2.09)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0104407
CONFIDENTIAL SONY GM_00250591
EFTA01449137
ℹ️ Document Details
SHA-256
b9811f4ffee8c3d9790eafe4e593d0220ef7e5f1e07da40b084bb6488a5e98f9
Bates Number
EFTA01449137
Dataset
DataSet-10
Type
document
Pages
1
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