EFTA01543309.pdf

September 01, 2004 - September 30, 2004 NES, LLC Primary Account Number: Total enclosures: 63 Page 1 of 19 967 000 PB NES, LLC ERIC GANY NEW YORK STRATEGY GROUP 457 MADISON AVENUE, 4TH FLOOR NEW YORK NY 10022 JPMorgan Chase Bank Your JPMorgan Private Bank Team: CAMILLO D'ORAZIO MARIA HORNAK Private Bank ServiceLine For assistance after business hours, 7 days a week. Please be reminded that beginning next month, you will receive images of checks that you have issued for payment. As we first notified you in your July statement, check images provide a more convenient means of reconciling your monthly checking transactions. With check images, you will see reduced-sized images of the front and back of each check, provided in check-order sequence. With no bulky checks to wade through, we hope you'll find archiving your account statements to be more manageable. If you have any questions, please contact your JPMorgan Private bank representative. Relationship Banking Summary Deposit Accounts Description Business Checking Total Number Opening Balance $121,434.74 Total Credits $200,000.00 Total Debits $254,534.20 Ending Balance $66,900.54 EFTA01543309 $66,900.54 JPMorgan Private Bank EFTA01543310 September 01, 2004 - September 30, 2004 NES, LLC Primary Account Number: Page 2 of 19 JPMorgan Private Bank Business Checkin Account Number NES, LLC Summary Opening Balance Deposits and Credits Checks, Withdrawals and Debits Ending Balance Activity Date Sep 01 Sep 01 Sep 01 Sep 02 Sep 08 $121,434.74 $200,000.00 $254,534.20 $66,900.54 Description Debit Opening Balance Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 090235A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 693003503886TPW Check Paid # 21155 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 090235V01 Internal Funds Transfer JEFFREY E EPSTEIN Sep 08 Sep 09 Sep 09 Sep 10 Sep 10 Sep 13 Sep 13 Sep 13 Sep 13 Sep 13 Sep 13 EFTA01543311 Sep 14 Sep 15 Sep 15 FUNDS TRANSFERRED FROM DDA AC# 0007 39110438 TO DDA AC# 000739121472 LE TTER FROM CLIENT Check Paid # 1103 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 6454584 Check Paid # 21158 Check Paid # 21162 Check Paid # 21166 Check Paid # 21156 Check Paid # 21159 Check Paid # 21160 Check Paid # 21161 Check Paid # 21163 Check Paid # 21164 Check Paid # 21165 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 6739045 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 091637A01 $12,528.63 $32,605.31 $7,143.11 $2,811.53 $100,000.00 Credits Balance $121,434.74 $108,906.11 $76,300.80 $69,157.69 $66,346.16 $166,346.16 $459.78 $93.71 $165,886.38 $165,792.67 $108.63 $111.47 $339.41 $697.43 $44.98 $50.57 $50.57 $139.15 EFTA01543312 $295.79 $13,354.54 $10.00 $14,540.24 $165,684.04 $165,572.57 $165,233.16 $164,535.73 $164,490.75 $164,440.18 $164,389.61 $164,250.46 $163,954.67 $150,600.13 $150,590.13 $136,049.89 EFTA01543313 September 01, 2004 - September 30, 2004 NES, LLC Primary Account Number: Page 3 of 19 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Sep 15 Sep 15 Sep 15 Sep 15 Sep 15 Sep 15 Sep 16 Sep 16 Sep 16 Sep 16 Sep 16 Sep 16 Sep 16 Sep 20 Sep 20 Sep 20 Sep 22 Sep 22 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 (cont.) Description Debit Electronic Funds Transfer EFTA01543314 ADP TX/FINCL SVC Re: ADP - TAX Ref: 715001235106TPW Check Paid # 1105 Check Paid # 21167 Check Paid # 21168 Check Paid # 21174 Check Paid # 21177 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 091637V01 Check Paid # 21157 Check Paid # 21171 Check Paid # 21172 Check Paid # 21173 Check Paid # 21175 Check Paid # 21176 Check Paid # 1104 Check Paid # 21169 Check Paid # 21170 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 6885815 Electronic Funds Transfer Con Edison Re: INTELL CK Ref: 422107019325060 Check Paid # 21178 Check Paid # 21179 Check Paid # 21180 Check Paid # 21181 Check Paid # 21182 Check Paid # 21183 Check Paid # 21184 Check Paid # 21185 Check Paid # 21186 Check Paid # 21188 Check Paid # 21193 Check Paid # 21194 Check Paid # 21195 Check Paid # 21196 Check Paid # 21197 Check Paid # 21198 Check Paid # 21199 Check Paid # 21201 $34,391.94 $2,250.00 $2,000.00 $2,800.00 $30.42 $145.00 $2,811.55 $1,303.56 EFTA01543315 $49.80 $70.78 $306.68 $484.00 $42,229.00 $9.00 $117.01 $13.02 $93.71 $548.22 $498.80 $29.73 $49.78 $25.12 $38.05 $30.82 $63.25 $26.17 $33.81 $5,093.44 $108.63 $60.35 $49.81 $144.56 $430.44 $265.46 $495.21 $85.50 Credits Balance $101,657.95 $99,407.95 $97,407.95 $94,607.95 $94,577.53 $94,432.53 $91,620.98 $90,317.42 $90,267.62 $90,196.84 $89,890.16 $89,406.16 $47,177.16 $47,168.16 $47,051.15 $47,038.13 $46,944.42 $46,396.20 $45,897.40 $45,867.67 $45,817.89 EFTA01543316 $45,792.77 $45,754.72 $45,723.90 $45,660.65 $45,634.48 $45,600.67 $40,507.23 $40,398.60 $40,338.25 $40,288.44 $40,143.88 $39,713.44 $39,447.98 $38,952.77 $38,867.27 EFTA01543317 September 01, 2004 - September 30, 2004 NES, LLC Primary Account Number: Page 4 of 19 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 27 (cont.) Description Debit Check Paid # 21202 Check Paid # 21204 Check Paid # 21205 Check Paid # 21206 Check Paid # 21207 Check Paid # 21208 Check Paid # 21210 Check Paid # 21213 Internal Funds Transfer JEFFREY E EPSTEIN Sep 27 Sep 27 Sep 27 Sep 27 Sep 27 Sep 27 Sep 27 Sep 28 Sep 28 Sep 28 Sep 28 Sep 29 Sep 29 Sep 29 Sep 30 FUNDS TRANSFERRED FROM DDA AC# 0007 39110438 TO DDA AC# 000739121472 FO R ACCOUNT OF NES, LLC EFTA01543318 Check Paid # 1106 Check Paid # 21187 Check Paid # 21189 Check Paid # 21203 Check Paid # 21211 Check Paid # 21214 Check Paid # 21215 Check Paid # 21190 Check Paid # 21191 Check Paid # 21200 Check Paid # 21209 Stop Removed STOP REMOVED CHK# 1058 AMT 1,515.39 CHK DATE 04/01/04 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 093038A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 670005914060TPW Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 093038V01 $254,534.20 Ending Balance $200,000.00 $66,900.54 $13,220.47 $32,553.50 $2,811.54 $102,265.58 $69,712.08 $66,900.54 $55.66 $55.51 $41.52 $37.36 $145.82 $80.50 $207.85 $2,000.00 $100,000.00 Credits Balance $38,811.61 $38,756.10 $38,714.58 $38,677.22 $38,531.40 EFTA01543319 $38,450.90 $38,243.05 $36,243.05 $136,243.05 $3,596.15 $494.10 $70.61 $492.06 $4,158.17 $7,074.13 $2,862.27 $434.52 $870.63 $598.43 $105.93 $132,646.90 $132,152.80 $132,082.19 $131,590.13 $127,431.96 $120,357.83 $117,495.56 $117,061.04 $116,190.41 $115,591.98 $115,486.05 $115,486.05 EFTA01543320 September 01, 2004 - September 30, 2004 NES, LLC Primary Account Number: Page 5 of 19 JPMorgan Private Bank Business Checkin Account Number NES, LLC Checks Paid Check 1103 1104 1105 1106 21155 21156 21157 21158 21159 21160 21161 21162 21163 21164 21165 21166 21167 21168 21169 21170 21171 Date Sep 08 Sep 20 Sep 15 Sep 27 Sep 01 Sep 13 Sep 16 Sep 09 Sep 13 Sep 13 Sep 13 Sep 10 Sep 13 Sep 13 Sep 14 Sep 10 Sep 15 EFTA01543321 Sep 15 Sep 20 Sep 20 Sep 16 Total Checks Enclosed Checks: 63 Fees and Charges for Business Accounts We value your relationship with JPMorgan Private Bank. You were not charged for services this statement period. Thank You. *Gap in check sequence Amount Check $459.78 $9.00 $2,250.00 $3,596.15 $7,143.11 $697.43 $1,303.56 $108.63 $44.98 $50.57 $50.57 $111.47 $139.15 $295.79 $13,354 54 $339.41 $2,000.00 $2,800.00 $117.01 $13.02 $49.80 21172 21173 21174 21175 21176 21177 21178 21179 21180 21181 21182 21183 21184 21185 21186 21187 21188 21189 EFTA01543322 21190 21191 21193 Date * Sep 16 Sep 16 Sep 15 Sep 16 Sep 16 Sep 15 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 27 Sep 24 Sep 27 Sep 28 Sep 28 Sep 24 Amount Check $70.78 $306.68 $30.42 $484.00 $42,229.00 $145.00 $498.80 $29.73 $49.78 $25.12 $38.05 $30.82 $63.25 $26.17 $33.81 $494.10 $5,093.44 $70.61 $434.52 $870.63 $108.63 21194 21195 21196 EFTA01543323 21197 21198 21199 21200 21201 21202 21203 21204 21205 21206 21207 21208 21209 21210 21211 21213 21214 21215 Date * Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 28 Sep 24 Sep 24 Sep 27 Sep 24 Sep 24 Sep 24 Sep 24 Sep 24 Sep 28 Sep 24 Sep 27 Sep 24 Sep 27 Sep 27 Amount $60.35 $49.81 $144.56 $430.44 $265.46 $495.21 $598.43 $85.50 $55.66 EFTA01543324 $492.06 $55.51 $41.52 $37.36 $145.82 $80.50 $105.93 $207.85 $4,158.17 $2,000.00 $7,074.13 $2,862.27 $105,513.85 (cont.) EFTA01543325 September 01, 2004 - September 30, 2004 NES, LLC Primary Account Number: Page 6 of 19 JPMorgan Private Bank Important Information about Your Statement Personal accounts are subject to the Deposit Accounts Agreement or the General Terms For Accounts and Services. Business accounts are subject to the Terms and Conditions for Commercial Accounts or the General Terms For Accounts and Services. Your accounts, unless otherwise indicated on the statement, are held by JPMorgan Chase Bank (the "Bank"). Deposit accounts held at the Bank, including checking, savings, CD, and money market accounts, are FDIC insured. In Case of Errors or Questions About Your Electronic Funds Transfers (personal accounts only) Telephone or write to the Bank if you think your statement or receipt is wrong, or if you need more information about an electronic transaction on a statement or receipt. The phone number for inquiries is printed on the front of this statement. The address for inquiries appears below. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. • • Tell us your name and account number. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. • Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 business days for transactions outside the U.S. and point-of-sale transactions), we will recredit your account for the amount you think is in error so that you will have use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non Electronic Transfers Please examine your account at once. If you feel an error has taken place or have questions concerning a non-electronic transaction, telephone or write us within 30 days. The phone number is printed on the front of this statement. The address appears above. If no report is received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they obligations of or guaranteed by JPMorgan Chase Bank, or its affiliates or any federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested. The distributor of the JPMorgan Funds is JPMorgan Fund Distributors, Inc. which is not affiliated with the Bank. The Bank and its affiliates EFTA01543326 receive compensation from the JPMorgan Funds for providing services to the funds. Read the JPMorgan Funds prospectuses carefully for details, including fees and expenses, before investing or sending money. JPMorgan Select Shares of the Connecticut Daily Tax Free Income Fund, Inc. and JPMorgan Select Shares of the New Jersey Daily Municipal Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with JPMorgan, are the funds' distributors and investment advisor. Reich & Tang Distributors Inc. is a member NASD. The Bank is not a registered broker-dealer. Securities transactions may be through JPMorgan Fund Distributors, Inc. a subsidiary of the Bank, is a member of NASD/SIPC. IRA Accounts Accounts of the Bank as trustee, or as discretionary investment manager for an ERISA plan or an IRA that hold Fiduciary Shares (as described below) do not bear any portion of investment, administrative, custodian or other charges paid to the Bank or its affiliates for services to JPMorgan Funds for which a rebate process has been established since these charges are subject to rebate as defined below. For accounts of the Bank as trustee, or discretionary investment manager for an ERISA plan or an IRA, which hold shares in the JPMorgan Funds other than Fiduciary Shares, the Bank receives fees for services from the JPMorgan Funds but waives account fees with respect to the funds so held. "fiduciary Shares" means shares of JPMorgan Select Funds and Institutional Shares of the JPMorgan Bond Fund II, JPMorgan Short-Term Bond Fund II, JPMorgan Intermediate Bond Fund II, and JPMorgan Large Cap Equity Fund held in Bank trust accounts or in discretionary investment management accounts at the Bank held by ERISA plans or IRAs. "Rebate" means an amount returned by the Bank to the account which holds the Fiduciary Shares. The rebate amount represents the portion of servicing fees paid to the Bank by the mutual fund with respect to Fiduciary Shares. Please direct all inquiries to your Morgan Account Officer at JPMorgan Private Bank Client Service 500 Stanton Christiana Road, 1/OPS3 Newark, DE 19713-2107 EFTA01543327 September 01, 2004 - September 30, 2004 Page 7 of 19 Business Checking CHECK NO. 1103 $459.78 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/08 CHECK NO. 1104 $9.00 PAID 09/20 CHECK NO. 1105 $2,250.00 PAID 09/15 CHECK NO. 1106 $3,596.15 PAID 09/27 CHECK NO. 21155 $7,143.11 PAID 09/01 EFTA01543328 September 01, 2004 - September 30, 2004 Page 8 of 19 Business Checking CHECK NO. 21156 $697.43 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/13 CHECK NO. 21157 $1,303.56 PAID 09/16 CHECK NO. 21158 $108.63 PAID 09/09 CHECK NO. 21159 $44.98 PAID 09/13 CHECK NO. 21160 $50.57 PAID 09/13 EFTA01543329 September 01, 2004 - September 30, 2004 Page 9 of 19 Business Checking CHECK NO. 21161 $50.57 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/13 CHECK NO. 21162 $111.47 PAID 09/10 CHECK NO. 21163 $139.15 PAID 09/13 CHECK NO. 21164 $295.79 PAID 09/13 CHECK NO. 21165 $13,354.54 PAID 09/14 EFTA01543330 September 01, 2004 - September 30, 2004 Page 10 of 19 Business Checking CHECK NO. 21166 $339.41 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/10 CHECK NO. 21167 $2,000.00 PAID 09/15 CHECK NO. 21168 $2,800.00 PAID 09/15 CHECK NO. 21169 $117.01 PAID 09/20 CHECK NO. 21170 $13.02 PAID 09/20 EFTA01543331 September 01, 2004 - September 30, 2004 Page 11 of 19 Business Checking CHECK NO. 21171 $49.80 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/16 CHECK NO. 21172 $70.78 PAID 09/16 CHECK NO. 21173 $306.68 PAID 09/16 CHECK NO. 21174 $30.42 PAID 09/15 CHECK NO. 21175 $484.00 PAID 09/16 EFTA01543332 September 01, 2004 - September 30, 2004 Page 12 of 19 Business Checking CHECK NO. 21176 $42,229.00 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/16 CHECK NO. 21177 $145.00 PAID 09/15 CHECK NO. 21178 $498.80 PAID 09/24 CHECK NO. 21179 $29.73 PAID 09/24 CHECK NO. 21180 $49.78 PAID 09/24 EFTA01543333 September 01, 2004 - September 30, 2004 Page 13 of 19 Business Checking CHECK NO. 21181 $25.12 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/24 CHECK NO. 21182 $38.05 PAID 09/24 CHECK NO. 21183 $30.82 PAID 09/24 CHECK NO. 21184 $63.25 PAID 09/24 CHECK NO. 21185 $26.17 PAID 09/24 EFTA01543334 September 01, 2004 - September 30, 2004 Page 14 of 19 Business Checking CHECK NO. 21186 $33.81 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/24 CHECK NO. 21187 $494.10 PAID 09/27 CHECK NO. 21188 $5,093.44 PAID 09/24 CHECK NO. 21189 $70.61 PAID 09/27 CHECK NO. 21190 $434.52 PAID 09/28 EFTA01543335 September 01, 2004 - September 30, 2004 Page 15 of 19 Business Checking CHECK NO. 21191 $870.63 NES, LLC JPMorgan Private Bank Primar Account Number: PAID 09/28 CHECK NO. 21193 $108.63 PAID 09/24 CHECK NO. 21194 $60.35 PAID 09/24 CHECK NO. 21195 $49.81 PAID 09/24 CHECK NO. 21196 $144.56 PAID 09/24 EFTA01543336 September 01, 2004 - September 30, 2004 Page 16 of 19 Business Checking CHECK NO. 21197 $430.44 NES, LLC JPMorgan Private Bank Primar Account Number: PAID 09/24 CHECK NO. 21198 $265.46 PAID 09/24 CHECK NO. 21199 $495.21 PAID 09/24 CHECK NO. 21200 $598.43 PAID 09/28 CHECK NO. 21201 $85.50 PAID 09/24 EFTA01543337 September 01, 2004 - September 30, 2004 Page 17 of 19 Business Checking CHECK NO. 21202 $55.66 NES, LLC JPMorgan Private Bank Primar Account Number: PAID 09/24 CHECK NO. 21203 $492.06 PAID 09/27 CHECK NO. 21204 $55.51 PAID 09/24 CHECK NO. 21205 $41.52 PAID 09/24 CHECK NO. 21206 $37.36 PAID 09/24 EFTA01543338 September 01, 2004 - September 30, 2004 Page 18 of 19 Business Checking CHECK NO. 21207 $145.82 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/24 CHECK NO. 21208 $80.50 PAID 09/24 CHECK NO. 21209 $105.93 PAID 09/28 CHECK NO. 21210 $207.85 PAID 09/24 CHECK NO. 21211 $4,158.17 PAID 09/27 EFTA01543339 September 01, 2004 - September 30, 2004 Page 19 of 19 Business Checking CHECK NO. 21213 $2,000.00 NES, LLC JPMorgan Private Bank Primar Account Number: MI PAID 09/24 CHECK NO. 21214 $7,074.13 PAID 09/27 CHECK NO. 21215 $2,862.27 PAID 09/27 EFTA01543340