EFTA01433845.pdf

Subject: Re: LSJE Inquiries [C] From: Stewart Oldfield Date: Fri, 04 May 2018 12:50:28 -0400 To: Bradley Gillin Just send rich an email like this. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. On Apr 5, 2018, at 12:32 PM, Bradley Gillin <[email protected]> wrote: Classification: Confidential Hi Richard, Our compliance team from time to time has inquiries into certain transactions. Please advise on the below wires and questions. Thank you. A. 2/7/2018 , $3,000 fo at SBERBANK (Russia) B. 2/9/2018 , $5,000 fo at SWEDBANK AB (LITHUANIA) 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. EFTA01433845 Thank you. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. EFTA01433846