EFTA01519261.pdf

GHISLAINE MAXWELL -TAP DYS ACCT For the Period 12/1/13 to 12/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Quantity Per UM Settle Date Selection Method Description Amount Amount 12/2 Interest Income DEPOSIT SWEEP INTEREST FOR 11/01/13 - 11/30/13 0.70 (a .03% RATE ON AVG COLLECTED BALANCE OF 529,939.94 AS OF 1201113 12/2 Div Domes! JPM STRAT INCOME OPPORT FD - SEL FUND 3844 fa 3,015.900 0.02 80.32 0.02 PER SHARE (ID: 4812A4-35-1) 12/2 Div Domest BLACKROCK HIGH YIELD BOND 11/29113 INCOME 7,292.312 0.041 301.45 DIVIDEND @ 0.039 PER SHARE AS OF 11/29113 (ID: 091929-63-8) 12/2 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 111/29/13 7,524.150 0.043 322.40 INCOME DIVIDEND. 0.043 PER SHARE AS OF 11/29/13 (ID: 277923-63-7) 12/2 Dlv Domest HSBC FDS TOTAL RETURN 112/02/13 INCOME 3,858.567 0.01 40.11 DIVIDEND fa 0.010 PER SHARE (ID: 40428X-15-6) 12/2 Dlv Domest METROPOLITAN WEST FOS TOTAL RET CL 111/29/13 7,192.344 0.024 171.75 INCOME DIVIDEND la 0.003 PER SHARE AS OF 11/29/13 (ID: 592905-50-9) 12/3 Div Domest COHEN 8 STEERS PREFERRED SECURITIES AND INCOME 4,493.967 0.071 319.07 a FUND INC 11/29/13 INCOME DIVIDEND 0.071 PER SHARE AS OF 11/29/13 (ID: 19248X-30-7) 12/3 Div Domest DOUBLELINE TOTAL RET SD-I 11129/13 INCOME 12,498.155 0.046 575.67 DIVIDEND @ 0.046 PER SHARE AS OF 11/29/13 (ID: 258620-10-3) 12/3 Div Domest RIDGEWORTH SEIX FLOATING-112/02/13 INCOME 6,502.655 0.03 198.18 DIVIDEND@ 0.030 PER SHARE AS OF 12/02/13 (ID: 766287-67-8) J.P. Morgan Account Page 15 of 19 Consolidated Statement Page 67 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046542 Chase CONFIDENTIAL SDNY_GM_00315740 EFTA01519261