EFTA01268429.pdf

From: Biala&labs To: Subject: Re: TD Ameritrade Date: Wednesday. February 6. 2019 2:43:55 PM can you please call me thank you Richard Kahn HBRK Associates Inc. New York NY 10022 tel fax cell On Jan 22, 2019, at 5:14 PM, wrote: Hey Rich, No worries, what would be a good time to call you tomorrow? Sincerely, Chad Markland Senior Financial Consultant Phone: Fax: E-mail: <image001.png> Member FINRA'SIPC NFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. SDNY_GM_00012377 CONFIDENTIAL EFTA_00 I 23024 EFTA01268429  TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. From: Richard Kahn [math(); Sent: Tuesday. January 22. 2019 4:10 PM To: Markland. Chad W Subject: Re: TD Ameritrade sorry i missed you today lets talk tomorrow thanks Richard Kahn HBRK Associates Inc New Y Irk NY 10022 tel fax cell On Jan 15. 2019, at 4:54 PM. wrote: Rich, Thank you for taking the time to speak to me today and helping me understand your financial needs. As your Senior Financial Consultant, my primary focus is to understand your goals and guide you through available investment solutions that could best help you pursue them. And as your financial needs change over time, I'm here to help you navigate and adjust your plans accordingly. As we discussed, my priority is to offer you more personalized service and support, including: • One-on-One Support: I'm here to get to know what's important to you and support you with ongoing portfolio reviews, defining and tracking your financial goals, and check-ins to help you SDNY_GM_00012378 CONFIDENTIAL EFTA_00123025 EFTA01268430  get the most out of your experience at TD Ameritrade. • Personalized Guidance: Once I understand your goals, objectives, and investing style, together we can develop an investing plan and identify solutions that may be a good fit for you. • Extensive Planning Resources: I can help you gain a better understanding of the tools and resources available to help you manage your portfolio, research investments, and place trades. • Access to Specialists: I can connect you to our knowledgeable specialists, who can provide added insight in several areas, including annuities, fixed income, trading, and professionally managed portfolios. I look forward to helping you with your investing needs. Should you have any questions or concerns, I'm available 8:30 a.m. to 5 p.m. CST, Monday through Friday. Best regards, Chad Markland Senior Financial Consultant Phone: Fax: <image001.png> Member FINRA,SiPCNFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This SDNY_GM_00012379 CONFIDENTIAL EFTA_00123026 EFTA01268431 should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. SDNY_GM_00012380 CONFIDENTIAL EFTA 00123027 EFTA01268432