EFTA01386918.pdf

From: Vahe Stepanian Sent: 2/22/2018 4:40:54 PM To: Andrew King • Stewart Oldfield CC: Martin Zeman Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy II) (CJ Classification: Confidential Ok, can you send that over to me once available? I have another client that is looking into it and it would be helpful to have handy. Thank you, Vahe From: Andrew King Sent: Thursday, Februa 22, 2018 4:15 PM To: Vahe Stepanian • >; Stewart Oldfield < Cc: Martin Zeman < Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [II Vahe — we're tracking down some commentary on how the strategy did the past few weeks with elevated vol. before following up with Paul. I'll keep you updated. From: Vahe Stepanian Sent: Thursday, Februa 22, 2018 4:09 PM To: Stewart Oldfield < >; Andrew King < Cc: Martin Zeman <[email protected]» Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] Classification: For internal use only Stew/Andrew — was there any follow up on this? Best, Vahe From: Stewart Oldfield Sent: Wednesday, February 07, 2018 11:22 AM To: Andrew King < Cc: Martin Zeman < >; Vahe Stepanian < Subject: RE: DB - Harvest Collateral yield Enhancement Strategy Andrew, Just spoke to Paul. He's ready to focus on this. Please send him the latest book and any updated performance. Once he reads it, he will want a call with Rick or Allan. Only complexity here is that KCP trades all of his brokerage. So, the SMA will need to be set up alongside that account. Hoping we can all work together to get this done. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088846 CONFIDENTIAL SDNY_GM_00235030 EFTA01386918