EFTA00845952.pdf

From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: RGNX Allocation Date: Thu, 17 Sep 2015 15:09:19 +0000 stock just opened and is at 31.60 at 11:07am unrealized profit 9.6 x 2000 shares = 19,200 should i sell now or wait 3 days please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor N to fa ce On Sep 17, 2015, at 8:27 AM, Atlas, Andrew S < > wrote: Yeah, the account is short about $7,000. RGNX = $44,000.00 Current Cash Position = $37,678.93 Speak soon, AA Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th Floor i New York, NY 10104 Tel/Direct: + From: Richard Kahn finailto: Sent: Thursday, September 17, 2015 8:20 AM To: Atlas, Andrew S (Wealth Mgmt 145) Subject: Re: RGNX Allocation Great EFTA00845952 Thank you Do I need to fund account? From: "Atlas, Andrew S" Date: Thursday, September 17, 2015 at 8:08 AM To: Richard Kahn c Subject: RGNX Allocation Good Morning Rich, RGNX priced at 22 Southern Trust Company was allocated 2,000 Shares. Speak soon, Andrew Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law. to monitor electronic communications. This message is subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. EFTA00845953