EFTA01355902.pdf

From: Keith Buckholz Sent: 1/9/2018 2:21:15 PM To: Diana Canter CC: Paolo De-Leon Subject: FW: New Derivatives account. III Classification: For Internal use only Hi Diana, We are looking for some KYC information on a client. Do you know who can provide us with this information? We are being told an LS2 facilty cannot be setup without these dots (which we need to set up an OTC collateral account). Apparently, Gideon Pinedo helped with this process in the past. Thanks. KYC Document PCR Document RDC Document Regards, Keith From: Funda Bozkurt Sent: Tuesday, January 09, 2018 2:16 PM To: Keith Buckholz < Cc: Paolo De-Leon < Subject: RE: New Derivatives account. [II You can ask Zia Memon /Diana Canter. The team reports to him. Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 P k Av 1 154-0004 New York, NY, USA Tel. Email From: Keith Buckholz Sent: Tuesday, January 09, 2018 2:15 PM To: Funda Bozkurt < Cc: Paolo De-Leon Subject: FW: New Derivatives account. [II Importance: High Classification: For Internal use only Hi Funda, Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041200 CONFIDENTIAL SDNY_GM_00187384 EFTA01355902