EFTA01356537.pdf

From: Kimberly Hart Sent: 12/2/2013 7:28:47 PM To: Amanda Kirb Subject: Past due KYC temporary exception Pi Attachments: pic22625.gif; pic15128.gif Importance: High Classification: For internal use only can you please provide an update regarding the past due temporary exception associated with KYC 01133377 in the name of Darren Indyke? This is past due and will appear on the monthly report if not addressed immediately. Thanks, Kim (Embedded image moved to file: pi c22625 .gi f) Kimberly Hart Managing Director Deutsche Bank Trust company Americas Private wealth management 345 Park Avenue, 27th Floor New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic1S128.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042438 CONFIDENTIAL SDNY_GM_00188622 EFTA01356537