EFTA01365511.pdf

From: Roddy Moore Sent: Monday, August 31, 2015 11:23 AM To: Ariane Dwyer Cc: Vahe Stepanian Subject: RE: URGENT: Collateral Admin - N4G026161 [I] Classification: For Internal use only It's my understanding that this is part of onboarding. Have you tried Caleb or Joe? From: Ariane Dwyer Sent: Monday, August 31, 2015 11:15 AM To: Roddy Moore Cc: Vahe Stepanian Subject: RE: URGENT: Collateral Admin - N4G026161 [I] Classification: For Internal use only Hi Roddy, I just spoke with Ellenoi and Mary Devitt and they do not work with SIC codes. Do you know who else could provide this information? Best, Ari From: Roddy Moore Sent: Friday, August 28, 2015 2:56 PM To: Ariane Dwyer Cc: Vahe Stepanian; Daniel Sabba; Collateral Admin-NY Subject: URGENT: Collateral Admin - N46026161 [I] Classification: For Internal use only This should be sent to the back office. CC'd... They'll also need the SIC code to set up the acct. From: Ariane Dwyer Sent: Friday, August 28, 2015 2:54 PM To: Roddy Moore Cc: Vahe Stepanian; Daniel Sabba Subject: [I] Classification: For Internal use only Please find attached KYCs for Southern Financial. Best, Ari CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0056275 CONFIDENTIAL SDNY_GM_00202459 EFTA01365511