EFTA01398525.pdf

Subject: RE: Southern Financial LLC [I] From: Paolo De-Leon a> Date: Tue, 27 Feb 2018 09:51:38 -0500 To: Keith Buckholz Sounds good, I'll definitely have a chat with Davide and find out where he got these docs. From: Keith Buckholz Sent: Tuesday, February 27, 2018 9:37 AM To: Paolo De-Leon a> Subject: RE: Southern Financial LLC [I] Classification: For internal use only You might want to find out where Davide located these docs. Just for our own knowledge. I'll update the OTC Onboarding doc this afternoon (the DDR section). From: Paolo De-Leon Sent: Tuesday, Februar 27, 2018 9:32 AM To: Keith Buckholz Subject: RE: Southern Financial LLC [I] Yes, sounds good! Davide was pretty efficient with locating and retrieving the necessary docs, so this new process is looking quite promising so far. From: Keith Buckholz Sent: Tuesday, Februar 27, 2018 9:28 AM To: Paolo De-Leon Subject: RE: Southern Financial LLC [I] EFTA01398525 Classification: For internal use only Perfect, now we can get this name cleared from the daily margin shortfall/- call report. Thanks. Keith From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM To: Collateral Admin-NY ; Abhijit Mukherjee Cc: Keith Buckholz < ; CRM-PWM Derivatives <crm- Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: and Thanks and regards, Paolo Icid:[email protected] EFTA01398526 Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 Tel. Email EFTA01398527