EFTA01381870.pdf

SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Assets, Liabilities and Member's Equity Income Tax Basis as of June 30, 2016 ASSETS Current Assets Cash and cash equivalents 406,770 Due from brokers 5,871,106 Marketable securites , at cost 94,740,307 Total Current Assets $ 101,018,183 Fixed Assets 266,023 266,023 Other Assets Investment partnerships, at cost 57,786,248 Investment in Haze Trust 61,343,523 Other receivables 9,838,417 Total Other Assets 128,968,187 TOTAL ASSETS $ 230,252,393 LIABILITIES AND MEMBER'S EQUITY Current Liabilites Current liabil tes Total Current Liabilities Member's Equity Member contributions 225,545,413 Net income 4,706,980 Total Member's Equity 230,252,393 TOTAL LIABILITIES AND MEMBER'S EQUITY $ 230,252,393 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081063 CONFIDENTIAL SDNY_GM_00227247 EFTA01381870