EFTA01466528.pdf

Brokerage Paul Morris COUNTA(A4:A20)&" Accounts"=17 Accounts Account Id Account Name Relationship Date Opened Nov 2013 Market Value 2013 YTD Revenues Why is this account open? If applicable, please specify related relationship for accommodation accounts and accounts affiliated with larger relationships) Does the related rel ationship have CBVs greater than $10mm? 1TL001118 BLACK PEARL GLOBAL OPPORTUNITY ASADI, FAREED RELATIONSHIP 5/11/2009 1135 17.76078 3781.17399 1TL001217 BLACK PEARL GLOBAL OPPORTUNITY ASADI, FAREED RELATIONSHIP 2/8/2010 2.88 6413999874E7 0 1TL001225 BLACK PEARL GLOBAL OPPORTUNITY ASADI, FAREED RELATIONSHIP 5/10/2010 0 0 N4G024307 PATRIOT STRATEGY PARTNERS LLC PA TRIOT STRATEGY PARTNERS RELATIONSHIP 7/29/2013 0 23877.9552 N4G025049 NOMURA SECURITIES INTERNATIONAL PATRIOT STRATEGY PARTNERS RELATIONSHIP 10/14/2013 0 10254.12743 N4G023804 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 8/26/2013 7.0872398316 61E7 15694.67591 N4G023812 SOUTHERN TRUST COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 8/26/2013 4828 234.41797 1400.4723 N4G024935 JEEPERS INC SOUTHERN FINANCIAL RELATIONSHIP 9/23/2013 3.642945384542E7 46506.14293 N4G024943 THE HAZE TRUST SOUTHERN FINANCIAL RELATIONSHIP 9/23/2013 2.123449473905E7 5733.70994 N4G024950 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC SOUTHERN FINANCIAL RELATIONSHIP 9/30/2013 0 0 N4G024968 JEFFREY EPSTEIN SOUTHERN FINANCIAL RELATIONSHIP 9/23/2013 0 0 N4G025080 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025098 SOUTHERN TRUST COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025106 SOUTHERN TRUST COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025114 SOUTHERN TRUST COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025403 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 11/4/2013 0 0 N4G026161 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 11/4/2013 62999.99412 26.25 For internal use only EFTA01466528