EFTA01364560.pdf

GLOUS238 SOUTHERN FINANCIAL L LC SOF II Overall transaction summary as of September 30, 2017 Invested capital? Funded capital/ Intial Gross Project name Sourcing Seller typo Deal type Funds Companies' (BSEm) (BSSm) closing inapt° Perla° deb/ 1- Mono I, II Limited Process Pension Fund Secondary y Single Asset Deal 3 14 46.8 45.8 03 11 0 7x Europe - buyout 2- Beethoven Proprietary Multiple GP-led Secondary 1 6 27.1 26.9 03 11 1.6x Europe - growth equity 3- Rembrandt Proprietary Financial Institution Fund Secondary 2 11 2.2 22 03 11 3.0x Europe - late stage venture 4- Giant Proprietary Financial Institution Fund Secondary 1 32 3.4 3.1 04 11 1.8x US - mezzanine 5- Hemingway Limited Process Financial Institution Fund Secondary 1 10 16.4 16.4 04 11 1.0x US - special situations 6- M064316,1' I-V & RE Proprietary HNW/ Family office Fund Secondary 17 225 38.4 37.1 01 12 2.0x Global - diversified 8- Hockney Limited Process Allematrve Funds Fund Secondary 1 8 9.5 8.1 02 12 1.5x Europe - mid-market buyout 9- Chagall Limited process Financial Institution Fund Secondary 1 43 9.4 sA 03 12 It Europe -mezzanine 10- Hopper Syndication Alternative Funds GP-led Secondary 1 5 15.1 14.1 03 12 It US - mid-market buyout 11- Donatelb Proprietary Corporate Fund Secondary 1 10 3.0 3.0 03 12 1.1x US -mezzanine 12- Pollock Proprietary HNW/ Family office Fund Secondary 1 12 13.4 13.1 03 12 2.3x US - mid-market buyout 13- Whitney Limited process Pension Fund Fund Secondary 1 12 64.0 21.5 04 12 2.9x Europe - buyout IS- Constable Limited process Alternative Funds Fund Secondary 1 11 26.1 24.3 01 13 1.2x Europe - buyout 16- Cecconi Proprietary HNW/ Family office Fund Secondary 4 73 12.8 11.0 02 13 1.8x Global - diversified 17- Batby Proprietary Alternatuo Funds GP•led Secondary 1 4 30.2 30.5 02 13 2.4x Europe - growth equity 18- Stembeck Proprietary Financial Institution Fund Secondary 2 30 971 81.7 03 13 12x Global - diversified 19- Guardi Limited process MAN/ Farruty office Fund Secondary 11 140 13.3 11.8 04 13 1.8x Global - diversified 21- Windmill I. II Proprietary Co.porato Single Asset Deal 1 1 22.7 20.5 01 14 0.7x Europe - growth equity 23- Browning Limited Process HNW/ Family office Fund Secondary 6 37 8.8 7.1 01 14 1.9x US - diversified 24- lonesco Proprietary Allernalive Funds Single Asset Deal 1 1 27.7 25.8 02 14 2.6x Europe - buyout 25- Zampieri Proprietary Caporal° Single Asset Deal 1 1 238 23.4 02 14 1.6x Europe - mid-market buyout 26- Fitzgerald Syndication Corporate Single Asset Deal 1 1 15.0 15.0 03 14 1.4x US - buyoul 28- Paler Limited process Alta:larva Funds GP4ed Secondary 2 8 74.7 60.4 04 14 12x US - mid-market buyout 29- Fitzgerald II Proprietary Financial Institution Single Asset Deal 1 1 10.0 10.0 04 14 1.6x US - buyoul 30- Abets Limited process Alternate° Funds Fund Secondary 1 8 11.8 10.6 04 14 1.3x Europe - growth equity 31- Laurel Limited process Financial Institution GP4ed Secondary 11 33 452 19.0 0316 2.0x Europe - diversified SOF II Total 75 737 668.1 551 7 I.7x fatinbei of cdrepzelies. are bei4 eViroate (2) Invested Capital is the Transaction Size and is described as purchase price plus unfunded obligations. Funded capital is the amount funded in each Transaction. The Net Multiple (TVPI) for SOF I! is 1.5x. (31 The performance figuies Fa-re been oakelateci based on teciudeed fair attics and sfictid be read and re.viev:ed in corOnction eiah ti-4 "important Information' anti "iinporciint Perbrmance saict i.a of this l ieseritation. Glendower 54 STRICTLY CONFIDENTIAL Capital CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055108 CONFIDENTIAL SONY GM_00201292 EFTA01364560