EFTA01320705.pdf

EFTA01320705 Statements SDNYGM,35051B CONFIDENTIAL EFFA_00223210  CLEAMO ToROvam ITS omOLLo 0o,NED suesoArre OFFICE SERVICING YOUR ACCOUNT Beat. Steams & Co. Inc. Otto Skim o BEAR SIMMS SE- FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE SPEC CUSTOMER rammer PTRICO Defend" 1. 2006 VISIT OUR WEBSIIf Wew.bearsteams.ccen otact)314 acmes 29.2006 or.90. 3rt MA R IIIIIIIIIIIIIIIIIIII! What's In This Statement IlltltllrrrlrrlllIlllllI'll.rlllnllrrlrlllrrlrlt171rrll.IJnII !WW2* MAW on lie UST gunmen, Secternbe 29. 7006 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Hollings 2 C/0 JEFFREY EPSTEIN Yost Messages 2 6100 RED HOOK QUARTER T4iNROUNO0 SUITE B3 ST THOMAS Vi 00802-1348 If any information regarding 2006 interest. dividends. miscellaneous income. gross Cash Flow Analysis Cash Balance Summary proceeds or corm issue nrs Nam 0.03a4 discount is required to be reported to the IRS for (Ns OpeningBalance 50.10 mefeen 0.30 0.30 emir. a Consoldeted Form 1099aill be mailed to you by Closing Balance 50.30 Net CashBalance 50.30 50.30 January 31.2007ot a 10425 by March 15,2007. Income Summary nis YEW l0 at[ Credit Balance h. 0.00 1,049.51 Total $0.00 51.04941 6TSMOCM-ANCIS 1:7: qv! wry et• a coat ct nns. mum as Oeirmel b w. T. wintry It tor rforotreal PIPOS41 MY. II t nit Irtrata Ina, dent "Is Mental 9014 Cc rttornO for year 'sorts see morn rot% to, matte attonent, Cav 027 1290060923 CO, ‘903 rn I S IJ IJ raa IJ EFTA01320706  CLAM TISIOUGPI ware ovmcD 290SOARY Cfna SERVICANG YOUR ACCOUNT bur An Sm ite!. Sten BEAR 09t vanenn SB TEARNS FINANCIAL TRUST CO INC 2 STATEMEST PER 00 December 1.2006 7940209 Denby 29. 2006 Your Portfolio Holdings ACCOUNT 9.0.09 CASH 8 CASH EQUIVALENTS 19219Yen mAnite Cn FP LAST STAY-SAWA' September 29.2006 1311VATED 0.1619£10 IXSCrani34 SIOC‘tt.S. vILIJI MMUS. WOVE 110.0 nu CASH BALANCE TOTAL CASH & CASH EQUIVALENTS 0 Your messages m As part of the National ASSOCiatiOn of Securities Dealer's (NASD) Investor C Education Program, you may obtain infamation an the NASD's Pubic in Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internal address which is I.wnv.nasdr.com. In addition. a brochure explaining the Pudic Disclosure Program is available from the NASD icon request. End of Statement r OZSOSE00- 019- ANGS 027 12030060023 001 V003 rn I S IJ IJ IJ IJ EFTA01320707  0-WACO 1119COGH WHOLLY Omer, SUOIIKUJtv —Sturm Stones c One Melni.sch FINANCIAL TRUST CO INC 3 a, 0 -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r USOSE00- 019- ANGS 02? 12,30060923 CO1 VCO3 IJ IJ b.) EFTA01320708  WARES SRCO2Er CIS WHOLLY DREAD SUBSEIVAY OFFICE SERVICING YOUR ACCOtRMT NW Sten . Bear. SmemSt. Co. Inc. BEAR SB TUUINS FIIiA NCIAL TRUST CO INC ACCOUNT DICUTIVE SPEC CUSTOMER SSTS/ENT Pcmco Septtente 1, 2006 VISIT OUR WERSTIE umm.bganteaggen TRROESH SEVUVRXR 29.2006 AGO" NT MASER What's In This Statement rAxiweE9 MASER On Fee tAr STMTVENT August 31.2006 Financial Summary, 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 2 C/O JEFFREY EPSTEIN Your Messages 3 6100 RED HOOK QUARTER SUITE 83 ST THOMAS VI 00802-1348 0 z m Cash Flow Analysis Cash Balance Summary EMS PESOS 0.0040 CLOSING C OpeningBalance $0.30 Margin 0.30 0.30 in Closing Balance $0.30 Net Cash Balance $0.30 $0.30 z Income Summary r Credit Balance IA TH5 neN. 0.00 Wan 04It 1.049.61 Total $0.00 31049.61 ZZSOSEOCIN9- ANGS nue men my el Reds or SSA MIslof n Rea] le mu. flit ...masts Ise ~Rectal payees els S • Oct rtraeg as a It seersec S.P.R. tees oxen/roam ee reared '51Ear MOSS Ste reverie we IV worn regestugs 14" n et **am on 090,03:08 19 col v915 EFTA01320709  WARGO TROUGH in t*C2Y 0.0.1/3 OFFICE SERVICING YOUR ACCOUNT S r MR D. itn itin PS a 20 3859 SB TEARNS FINANCIAL TRUST CO INC 2 as • S-Arnawr FiA,00 Se:Center 1. 200S ¶RCVGH SOOtembe 29, 2006 Your Portfolio Holdings ACCOJNI AtMEN11111111111116 CASH & CASH EQUIVALENTS nxPAn..9 rowleit On rio STATEMENT August 31,2006 YAWL ES1116010 CURRIN1 0130IPAN SrifeCUCUSP MCC YAWL Maaist okCOWE MLD I%) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS 0 -n C in z r EZSOSEOCIN9- ANGS 027 C0.3.5t16.36 JO 001 1111 EFTA01320710  CUOMO MOIC0314 ns %MOWN OSMO SLOSIOVNY OfFICE SERVICING YOUR ACCOUM SOY.—' Sgeflon Beer. Steams & Co. Inc. the Meotctch SB TDM2NS MR FINANCIAL TRUST CO INC 3a•. STATOENT MOOD Sewn*. 1.2006 THROtral Sectenoef 29.2006 MXCNIT WOOER 'WAVER Panel On Re Your messages LAST STATPAINT August 31.2006 Sharing IOW Revenue Advisers. These money market funds may in some cases have higher yields than money distributors or other affiliates of certain mutual funds (with IOW market funds whose affiliates do make revenue sharing payments. There is. include money market and non-money market funds) may enter into therefore. a potential conflict of interest in the form of an additional financial arrangements to pay brokers that distribute their shares for administrative, Incentive to Bear Steams for making available to customers money market technokrgicat or other services, including marketing and other support services funds whose affiliates enter into revenue sharing arrangements. In certain provided to such funds or their affiliates. These fees, commonly referred to as circumstances, a portion of these revenue sharing payments may be passed 'revenue sharing: are separate from and in addition to any shareholder on as compensation to certain Private Client Services account executives. servicing or distribution fees that a mutual fund pays out of its own assets -n pursuant to its Rule 12b-1 plan and other expenses which are described in a hinds prospectus fee table. Rule 12b1 fees and Other expenses described in With respect to non-money market fund shares held in Bear Steams accounts. Bear Steams may receive Rule 12b-1 fees and other compensation a fund's prospectus fee table increase a fund's expense ratio and decrease the described in a fund's prospectus but does not receive revenue sharing C fund's yield. Revenue sharing fees, on the other hand, are paid cm of the payments. With respect to nowmoney market fund shares held by certain in assets of the fund affiliate and not from the fund's assets and. therefore, have no impact on a fund's expense ratio or yield. Private Client Services customers away from Bear Steams, Bear Steams does receive revenue sharing payments in limited circumstances. A potion of those revenue sharing payments are passed on as compensation to the Private With respect to money market funds. Bear Stearns negotiates revenue sharing Client Services account executive designated by the customer. Bear Stearns payments separately with each fund family and not all fund families pay the does not believe that these revenue sharing arrangements involving such same amount cc pay according to the same formula. These payments are Private dent Services customers pose a conflict of interest with respect to calculated based on a percentage of the dollar value of the fund assets held by customers whose accounts are held at Bear Steams. Bear Steams in customer accounts. Bear Steams receives up to 0.66% per r year of the average daily assets of fund shares carried in customers' accounts at Bear Stearns. Money market funds whose affiliates do not make revenue The prospectus and statement of additional information of mutual funds available through Bear Steams may contain additional information regarding sharing payments to Bear Stearns are generally not offered or recommended revenue sharing payments made by affiliates of the fund company. by Bear Stearns to its customers. VZSOSEOCIN9- ANGS 023 01.1308:08 39 DOI V915 EFTA01320711  CLLARF3 1140.13.4 rrs mess &AV.') StAISIOWAY OFFICE sekviicho YOUR ACCOUNT Bear. Stearns & Co. Inc. BEAR STEARNS OW- FINANCIAL TRUST CO INC 4 ore rArestrsor moos Sccrwnw 1, 2006 7,00.4.4 Segternbet 29. 2006 ACcOUKT MAW. Ss TAAPAYTA MAW On fie LAS. sTAITLICAT August 31.2006 Bear, Steams Securities Corp. Net Capital and Net Capital Requirements: Securities and other assets in your account are the firms collateral for any margin loan made to you. If the securities and other assets in your attain At May 31, 2006 and key 31. 2006. the Companys net capital of decline In value. so does the value of the collateral supporting your loan, and, approximately 53.7 billion and 53.8 billion was approximately 7% and 7% of as a result, the fern can take action, such as issue a margin cal and/or sell aggregate debit items and exceeded the minimum regulatory net capital searkies or other assets in any of your accounts held with the member, in requirement of approximately 51.1 billion and S1.1 billion by approximately order to maintain the required equity in the account. It is important that you 52.6 billion and 52.7 billion, all respectively. fully understand the risks involved in trading securities on margin. These risks include the (chewing: -n A complete copy of the Bear. Steams Securities Corp. Statement of Financial Condition is available on the web sitemmtearsteams.com. Alternatively, to request a free printed copy please call - toll free 1-866-299.9331. - You can lose more funds than you deposit in the margin account. C • The firm can force the sale of securities or other assets in your account(s). in - The firm can sell your sec rities or other assets without contacting you. - You are not entitled to choose which securities or other assets in your account(s) are liquidated or sad to meet a margin call. - The firm can Increase its 'house maintenance margin requruru.ts at any time and is not required to provide you advance written notice. r - You are not entitled to an extension of time on a margin call. SZSOSEOCIA19- ANGS 017 OW10.06.0A 39 001 VAIS EFTA01320712  Cr, CLEARED TIFICIXOT wear( ORAIDD SLOSOARY Can SERVICING YOUR ACCOUNT 1140C Steams & Co. Inc. Ow Munn Sermon or uanalch BEAR STEARNS W A- FINANCIAL TRUST CO INC 5 Cl 6 SEAMEN? PEROD Septembe 1.2005 enecots. September 29.2036 ACCOUNT WARR TAXPAYER Noway. On The LMT STATEITENT AVAST 31,2006 This statement is provided to explain Bear. Steams & Co. Inc.'s caSCI LW' Pursuant to SEC Rule 606. please note the following: payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the Bear. Stearns & Co. Inc. will post its quarterly routing statistics at the following primary market for such securities. Orders may also be routed to other market web link: littp://www.bearsteams.comr. Click on Individual Investor, Click on 0 service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other Equities. Ulck on Order Routing Practices. Customers of Bear, Stearns & Co. Inc. may request information on any order than favorable executions or executions of limit orders at no additional charge. executed within the prior six months from the time of the request. Specifically. -n you may request the identity of the venue to which the identified ceders wixe routed for execution.vinether the order was directed by you to that venue, and the time of the executions. if any, that resulted from such orders. C rn End of Statement r 9ZSOSEOCIA19- ANGS 027 01113046CO30 COI fl it to I S IJ IJ b.) EFTA01320713  again THROYM (TS venOre 0M40 SUBSVARY Bay Stars SearWS C01. QM Wiyelech a FINANCIAL TRUST CO INC z m STATEMENT BACKER IS PRINTED ON THIS PAGE C rn z -H r LZSOSEOCIA19- ANGS CO 00 001 rri 8 IJ IJ IJ EFTA01320714  CLEARED THRWOM ITS vocuy ovREED SuSSomy OFICE SERVCRI.0 YOUR ACCOUNT Ow wens secants Bear. Stearns & Co. Ric. One iheowal SB TEAR UNRNS MP- FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE Gum GOVT BONO worm/NT 'moo &gust 1. 7006 VISIT OUR WERSITE iftwitbearsteams.o3m TWICAnAt Aqua 31. 2006 AGLOW' %NOS What's In This Statement III...II...i..I.II..... TAAPAKR PALMIER On Fat LAST STATT/Ant NF 31.2006 Financial Summary 1 FINANCIAL TRUST CO INC You Portfolio Holdings 2 CIO JEFFREY EPSTEIN Transaction Detail 2 6100 RED HOOK QUARTER STE B3 ST THOMAS VI 00802-1348 z -n Cash Flow Analysis MIS PER/00 Cash Balance Summary DPIMG CLOS50 C OpeningBalance $0.00 0.00 0.30 in DivklendsAntantst 0.30 Marro z Amoum Credited $0.30 Net CaenBalance $0.00 Net Cash PictivIty 0.30 Closing Balance $0.30 Income Summary ms r Credit Balance In'. snm 0.30 Ste TOOE1k 1.04941 Total $0.30 11.049.61 MOSE00- 019- ANGS T1I 'Avery b tt Hannibal papAles MA A Is .AC altratel ants. [carnet Ths stAltented the*, be retain /It Aro. mere. Si. rebrte Ade ro.Run rronntcr 027 090' 0501 78 0OT jr. I S IJ IJ IJ IJ O EFTA01320715  CLEARSo omoocn rrS IMOLL Ove4O SusSoar, OFFICE 50:PACING YOUR ACCOLNI Bee Sig uarzasir Inc. BUR Opt • l•wt 11]01.3850 STURNS FINANCIAL TRUST CO INC srAmmtwr PEMOO AMpft 1.200S ThROUGH Aucpst 31.2006 Your Portfolio Holdings Atetttil NUMBER IIIIIIIIIIIII2 CASH /3. CASH EQUIVALENTS TAxPAYTA MAW On FIN LAST STAMEN? My 31. 2C06 vinZT ESTMAITO CLIVOr DISCRIP71O% attf Arno.: Nardi MILD r\;, CASH BALANCE (-) TOTAL CASH & CASH EQUIVALENTS 0 z m Transaction Detail INTEREST ci m OAtl Glicernu SYmE.34O.41O ccurnty RATE 1‘.1 Ma AMOUNT Citicr 04.100.7 z 08/01/06 AVG BAL TOORT 3.587 021 OFFICE MEREST 0706 0.30 H TOTAL 50.30 r Endof Statement 6ZSOSE00- 01D- ANGS tri 8 IJ 41 NJ EFTA01320716  01MW THROWN rrs ♦MOW COOED SUBSIDOP/ Ss Sten . FINANCIAL TRUST CO WC O z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r OESOSE00- IND- ANGS 04101106.07 SC COI nit rn IJ IJ IJ IJ IJ EFTA01320717