EFTA01520833.pdf

GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to maIn 1 Portfolio Activity Summary - U S Dollar Current Year-To-Date Cost Adjustments Period Value Value' Cost Adjustments 889,679 04 Total Cost Adjustments $0.00 3889,679.04 ' Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Quantity Per UM PRINCIPAL INCOME Settle Date Selection Method Description Cost Amount Amount Amount 10/3 Interest Income DEPOSIT SWEEP INTEREST FOR SEPT • .03% RATE ON 11.13 NET AVG COLLECTED BALANCE OF 5451,139.30 AS OF 10/01/11 10/3 Interest Income JPM CHASE CAPITAL XXIX 8.7% PFD Q 0.41875 PER 2,500.000 0.419 1,048.88 SHARE (ID: 48125E-20.7) 10/17 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% 0CT 15 100,000.000 0.015 1,450.00 2015 DID 10/15/2010 (ID: 40429X-YB-8) 10/20 Foreign Interest BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 150,000.000 0.013 1,875.00 20 2017 DM 10/20/2010 (ID: 06740P-VG-8) 10/31 Div Domes JPMORGAN CHASE 8 CO 72% PFD STK APR 30 2049 150,000.000 0.04 5,925.00 DTD 04/23/200130 79.00 PER SHARE (ID: 46625H-HA-1) 10/31 Interest Income CI11GROUP CAPITAL XIII 7 7/8% PFD @ 0.492187 10,000.000 0.492 4,921.87 PER SHARE (ID: 173080-20-1) Total Inflows 8 Outflows 818,22928 J.P.Morgan Page 17 of 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-000481741 Chase CONFIDENTIAL SDNY_GM_00317372 EFTA01520833