EFTA01299737.pdf

RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2025 IBD NO : 6XE ACCOUNT TYPE AMOUNT CCY BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 2,760.00 EUR IBD P6XEDSUM 09.07.09 03.31.09 USDE : $3,075.74 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AG FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ DEUTSCHE BANK AG NEW YORK ADDITIONAL INSTRUCTIONS : ATTN PWM PCG SERVICE TEAM RIVERSIDE EUROPEFUND III LP 630 FIFTH AVE NY NY 10 11 RELEASE DATE : 2015-09-24 RELEASE COMMENTS • RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-MARGIN REQUEST 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Req E Eligible : No USER ID DATE TIRE STATUS COMMENTS CPSAMPS 09/25/15 03.31.09 SNT The Currency wire got settled. MGNTLUB 09/24/15 10.47.58 PPR MGNTLUB 09/24/15 10.47.58 ULK MONTLUB 09/24/15 10.47.58 APP LOA / PRTNTSHP / HOLD LIFTED BY MARGIN / SUP? EUR MGNTLUB 09/24/15 10.44.36 LCK IMMUCAUTO 09/24/15 10.38.04 ARP P6XEZKOZ 09/24/15 10.38.03 ULK SDNY_GM_00065836 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028661 EFTA_00 I 76336 EFTA01299737  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2025 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS P6XEZKOZ 09/24/15 10.38.03 APP ➢6XEZKOZ 09/24/15 10.35.19 LOK P6XEDSUM 09/24/15 09.07.09 SOHN ACCOUNT TYPE AMOUNT CCY BANK SNIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 114G-014779 1 406,757.60 EUR IBD P6XEADNY 12.24.02 08.16.02 CMG7F000005D USDE : $453,290.66 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AG FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ DE82500700100925815300 DEUTSCHE BANK AG ADDITIONAL INSTRUCTIONS : GUARDIAN INVESTMENT COMPANY LTD RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COLLATERAL PLEDGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT- 42% OVER STANDARD TINEFRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER PIN US KYC POLICY SDNY_GM_00065837 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFlDENTIAL OS-SDNY-0028662 EFTA_00176337 EFTA01299738  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE REASON : EURO JOURNAL FROM ATTACHED ACCOUNT N40013797 COMING IN TO COVER BALANCE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7F000005D Req E Eligible : No USER ID DATE TIME STATUS COMMENTS MONKSHI 09/25/15 08.16.02 ENT MONKSHI 09/25/15 08.16.02 ULK MGNKSMI 09/25/15 08.16.02 APP SUFF EUR AVA V/D 9/25/USD DEBIT VS MMF/DBAB APPROVED /LOA RECD/CORP RES OK MONNSMI 09/25/15 08.15.50 LCK HGNJIAR 09/24/15 17.15.58 ULK NONTLAR 09/24/15 17.15.58 HID PENDING ADDITIONAL ACTIVITY. PLEASE SEE PRIOR APPRVL COMMENTS HGNJIAR 09/24/15 17.14.44 LOM MGNPBUN 09/24/15 17.11.18 ULK WINPBUN 09/24/15 17.11.18 APP SUFF SUR AVA V/D 9/25/USD DEBIT VS MMF/DBAB APPROVED /LOA RECD/CORP RES OK NONEWAT 09/24/15 17.10.59 LCK NGNPBUN 09/24/25 27.04.08 ULK MGNPBUN 09/24/15 17.04.08 BID PENDING ADDITIONAL ACTIVITY. SUP? EUR AVA V/D 9/25/USD DEBIT VS AMF/DBAB APPROVED /LOA RECD/CORP RES OK HOWPWAI 09/24/15 17.02.10 LCK MGNPBUN 09/24/15 17.01.32 ULK NONITEIN 09/24/15 16.51.55 LCK NONPBUN 09/24/15 16.27.42 ULK If:JEPSON 09/24/15 16.26.23 LCK NONMEA1 09/24/15 16.25.11 ULK MGNPBUN 09/24/15 16.23.16 LCK HOMIER; 09/24/15 15.54.38 ULK MONFORT 09/24/15 15.54.38 HIJ) PENDING ADDITIONAL ACTIVITY. PENDING DBAB(SUFF EUR AVA V/D 9/25/USD DEBIT VS MICF/DBAB/LOA RECD/C ORP RES OK HGNPBUN 09/24/15 15.48.01 LCK WORKAUTO 09/24/15 15.35.19 APP P6XEMAND 09/24/15 15.35.19 ULK P6XEMAND 09/24/15 15.35.19 APP PENDING PROCESSING OF EURO JOURNAL FROM ACCOUNT N4G013797 P6XEMAND 09/24/15 15.34.17 LCK P6XEADWY 09/24/15 12.24.02 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-014779 1 953,221,026.00 JPY IBD P6XEADNY 12.04.10 03.30.42 CWG7F0000051 USDE : $7,911,734.51 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE ME $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL SDNY_GM_00065838 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFlDENTIAL OS-SDNY-0028663 EFTA_00176338 EFTA01299739  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 4 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY =MRS INVL BANK DEUTJPJT DEUTSCHE BANK AG TOKYO JAPAN SECOND FFC ULT BENZ 85160720000JIMOOTOK DEUTSCHE BANK AG ADDITIONAL INSTRUCTIONS : GUARDIAN INVESTMENT COMPANY LTD RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COLLATERAL PLEDGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMBIT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03421 -REQUEST HAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-521S OVER STANDARD TIKEPRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK Accuin PER MIS1 US KYC POLICY REASON : . STANDING INSTRUCTION : N CURRENCY WIRES REP NUMBER : IMD1CW07F0000051 Reg E Eligible : No USER ID DATE TINE STATUS COMMENTS CPSAMPS 09/25/15 03.30.42 SNT The Currency wire got settled. HGNJLAR 09/24/15 17.14.39 PPR MONJIAR 09/24/15 17.14.38 ULK MGNJ1AR 09/24/15 17.14.38 APP PRIOR APPRVL COMMENTS VALID/AMT OK'D BY TREASURY MONILAR 09/24/15 17.13.38 LCK MGNMRAC 09/24/15 17.08.42 ULK MGMISRAC 09/24/15 17.08.42 APP DBAB INTERNAL WIRE-JPY AV 9/25-KMF TO CVR USD DR-TSY OK-OK PER SHARATHSDBAB.CR WINMRAC 09/24/15 17.06.35 LCK MGNMRAC 09/24/15 16.15.58 ULK MONMRAC 09/24/15 16.15.58 HUD PENDING ADDITIONAL INSTRUCTION. DBAB.CR APPVL-DBAB INTERNAL WIRE-SUFF JPY AV 9/25-MMF TO CVR USD DR-TSY OK/TONY M313MRAC 09/24/15 16.07.35 LCK SDNY_GM_00065839 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(Q ONFIDENTIAL DB-SDNY-0028664 EFTA_00 176339 EFTA01299740  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 5 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS P6XEMAND 09/24/15 15.59.35 ULK ➢6XEMAND 09/24/15 15.59.35 APP P6XEMAND 09/24/15 15.57.06 LCK P6XEMAND 09/24/15 15.57.06 ULK P6XEMAND 09/24/15 15.43.56 LCK P6XEMAND 09/24/15 15.41.30 ULK P6XEMAND 09/24/15 15.37.45 LCK P6XEMAND 09/24/15 15.37.45 ULK ➢6XEMAND 09/24/15 15.36.13 LCK P6XEMAND 09/24/15 15.34.17 ULK P6XEMAND 09/24/15 15.34.13 LCK P6XCADWY 09/24/15 12.04.10 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID U40-022285 1 50,000.00 EUR IBD P6XEDSUM 14.06.55 14.38.51 CWG700000070 USDE : $56,435.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK INGBFR21XXX ING BANK FRANCE-RETAIL BANKING PARIS FRANCE SECOND FTC ULT RENE FR7630438001004000047950769 M. PAOLO GIULIO BONESCHI ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW SDNY_GM_00065840 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028665 EFTA_00176340 EFTA01299741  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 6 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6/4E RULE NUMBER MESSAGE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 09999 -AIL/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMDICW0760000070 Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS MGNMUMI 09/25/15 14.38.51 PPR MGNAKAR 09/25/15 14.38.51 ULK MGMUUMI 09/25/15 14.38.51 APP APPRVD ➢ER L2 APPVR COMENTS/HRM COMM SHEET RECD/SUFF EUR IS AVAILABLE MGNMUUt 09/25/15 14.37.48 LCE NGNAPER 09/25/15 14.37.25 ULK MGNAPER 09/25/15 14.37.25 APP FEE AVA VD 9-28/W9/MULTI/AML. APP/LOA RECD/DBAB HONAPER 09/25/15 14.36.38 LCK WQRKALYTO 09/25/15 14.23.00 APP P6XEZKOZ 09/25/15 14.22.59 ULK P6XEZEOZ 09/25/15 14.22.59 APP P6XEZEOZ 09/25/15 14.21.53 LCE P6XEDSUM 09/25/15 14.06.55 SOHN ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1140-022285 1 1,720,815.38 EUR IBD P6XEDSUM 11.38.56 13.31.35 CW0700000040 USDE : $1,942,284.31 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEZ $7.50 OFFICE N/A BANE-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK INGBFRPP ING BANK FRANCE COMMERCIAL BAN PARIS PRANCE SECOND FPC SDNY_GM_00065841 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL OS-SDNY-0028666 EFTA_00176341 EFTA01299742  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 7 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2025 IBD NO : EXE BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL ULT BENZ FR7630438000012717203000421 ING LEASING FRANCE ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDY PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09924 -AML/EXCEEDS TURNOVER PATIO: MIN/DOM ACCT- 77% OVER STANDARD TIHEFRAME REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7G000004N Req E Eligible : No USER ID DATE TIME STATUS COMMENTS MONAHAN 09/25/15 13.31.35 PPR MONMUUI 09/25/15 13.31.35 ULK NONAKAN 09/25/15 13.31.35 APP APPROVED PER L2 APPVR COMMENTS/SUFF EUR/MULTIPLE REQS OKAY MGMAKAN 09/25/15 13.31.01 Inc NGNRWAT 09/25/15 13.29.14 ULK MONPBUN 09/25/15 13.29.14 APP SUFF EUR V/D 9/28/LOA RECD/CORP RES IMAGED./DBAS /AML APPROVED MGHPBUN 09/25/15 13.28.42 LCK mourstnr 09/25/15 12.41.39 ULK NOWPWRI 09/25/15 12.41.39 HID PENDING COMPLIANCE REVIEW. PENDING ANL (SWF EUR V/D 9/28/LOA RECD/CORP RES IMAGED./OBAB MONPBUN 09/25/15 12.31.04 LCK WORKAUTO 09/25/15 11.59.13 APP P6XEZKOZ 09/25/15 11.59.11 ULK P6XEZKO2 09/25/15 11.59.11 APP P6XEZKO2 09/25/15 11.57.02 LCK P6XEDSUM 09/25/15 11.38.57 SEM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 1,744,815.38 EUR IBD P6XEDSUM 09.58.30 11.38.32 CWG7G000002V USDE : $1,969,373.11 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACC? NO/IBAN NAME CITY COUNTRY INVL SDNY_GM_00065842 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFlDENTIAL DB-SDNY-0028667 EFTA 00176342 EFTA01299743  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 8 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK INGBFRPP ING BANK FRANCE COMMERCIAL BAN PARIS FRANCE SECOND FFC ULT BENZ FR7630438000012717203000421 ING LEASING FRANCE ADDITIONAL INSTRUCTIONS : PAUL BLOCK INDV PROPERTY PX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09924 -AML/EXCEEDS TURNOVER RATIO: MIN/DOM ACCT- 784 OVER STANDARD TIMEFRAKE REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : NO USER ID DATE TIME STATUS COMMENTS P6XEDSUM 09/25/15 11.38.32 CANC P6XEZKOZ 09/25/15 11.34.49 ULK P6XEZKOZ 09/25/15 11.31.03 LCK P6XEDSUM 09/25/15 09.58.31 SUBM ACCOUNT TYPE AMOUNT CCY PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 2,500.00 EUR IBD P6XEDSUM 13.57.15 14.35.14 CMG7G000006W OBOE : $2,821.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A SDNY_GM_00065843 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL 0B-SDNY-0028668 EFTA_00176343 EFTA01299744  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 9 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2025 IBD NO : BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY comma INVL BANK BNPAFRPPXXX SNP-PARIBAS SA (FORMERLY BAIMU PARIS FRANCE SECOND FFC ULT BENS FR7630004007780000261369725 MLLE HELENE DOUDEAU ADDITIONAL INSTRUCTIONS : PAUL BLOCK INDV PROPERTY PX 2401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -2PJLTIPLE REQUEST 09999 -A/IL/AGGREGATION ALERT- 1 RULES TRIGGERED III 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CW070000006W Req E Eligible : No USER ID DATE TIME STATUS COMMENTS NGNTLUB 09/25/15 14.35.14 PPR MGNTLUB 09/25/15 14.35.14 ULK MGNTLUB 09/25/15 14.35.14 APP LOA / SUFF EUR / MULTI HONTLUB 09/25/15 14.26.22 LCK WORKAUTO 09/25/15 14.19.16 APP P6XLZKOZ 09/25/15 14.19.15 ULK POCEZKOZ 09/25/15 14.19.15 APP P6XEIKOZ 09/25/15 14.18.50 LCK P6XEDSUM 09/25/15 13.57.15 SOHN ACCOUNT TYPE AMOUNT CCIt BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N40-022285 1 379,184.62 EUR IBD P6XEDSUM 13.49.09 14.37.41 CWG70000006U USDE : $427,985.68 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NNE CITY COUNTRY INVL SDNY_GM_00065844 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028669 EFTA_00 I 76344 EFTA01299745  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 10 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2025 IBD NO : 6/4Z HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK HEBACY2N HELLENIC BANK PUBLIC COMPANY L NICOSIA (LEFKOSIA) CYPRUS SECOND FFC ULT GENE CY24005001400001400172181201 MARINETRADE LIMITED ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY PX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09999 -AWL/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CMG70000006U Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS MGNAKAN 09/25/15 14.37.41 PPR MONAJUdi 09/25/15 14.37.41 ULK MGNAKAN 09/25/15 14.37.41 APP APPROVED PER L2 APPVR COMKENTS/SUFF EUR IS AVAILABLE MCMAHAN 09/25/15 14.36.55 LCK MONAPER 09/25/15 14.36.32 ULK MONAPER 09/25/15 14.36.32 APP FDS AVA VD 9-28/W9/MULTI/AML APP/LOA RECD/DBAB MONAPER 09/25/15 14.34.11 LCK WORKAUTO 09/25/15 14.18.38 APP P6XEZKOZ 09/25/15 14.18.38 ULK P6XEZKOZ 09/25/15 14.18.38 AFT P6XEZKOZ 09/25/15 14.17.12 LOX P6XEDSUM 09/25/25 13.49.09 SUBS SDNY_GM_00065845 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028670 EFTA_00 176345 EFTA01299746  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 11 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2025 IBD NO : 6XE ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 23,614.40 EUR IBD P6XEDSUM 09.39.27 12.22.19 CWG70000002Q USDE : $26,879.31 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO NAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL HANK PASCITM1IMI HANCA MONTE DEI PASCHI DI SIEN IMPERIA ITALY SECOND FFC ULT BENZ ITSID0103010500000000157806 MARITTIMA SERVICE GROUP SRL ADDITIONAL INSTRUCTIONS : REF PAUL BLOCH ADDRESS PAUL BLOCH INDV PROPERTY FX 1401 N. VIEW DRIVEMIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CMG7G0000020 Req E Eligible : No USER ID DATE TIME STATUS COMMENTS MGNTLUB 09/25/15 12.22.19 PPR MONTLOB 09/25/25 12.22.18 ULK MGNTLUB 09/25/15 12.22.18 APP LOA / SURF EUR MONTLUB 09/25/15 12.21.29 LCK WORKAUTO 09/25/15 11.59.52 APP P6XEEKOE 09/25/15 11.59.51 ULK P6XEEKOE 09/25/15 11.59.51 APP P6XEEKOE 09/25/15 11.59.16 LCK SDNY_GM_00065846 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DS-SDNY-0028671 EFTA_00 176346 EFTA01299747  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 12 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2025 IBD NO : EXE USER ID DATE TIME STATUS COMMENTS P6XEDSUM 09/25/15 09.39.27 SUBN ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N40-022285 1 2,500.00 EUR IBD P6XEDSUM 09.36.54 10.09.08 CWG7G0000020 USDE : $2,821.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HAM-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK BNPAPRPP1OCi SNP-PARIBAS SA (FORMERLY BAYOU PARIS FRANCE SECOND FFC ULT GENE FR7630004007780000261369725 MLLE HELENE DOUDEAU ADDITIONAL INSTRUCTIONS : REF PAUL BLOCS ADDRESS 1401 N. VIEWDRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS P6XEDSUM 09/25/15 10.09.08 CANC P6XEDSUM 09/25/15 09.36.54 SUBN SDNY_GM_00065847 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DS-SDNY-0028672 EFTA_00 176347 EFTA01299748  RUN DATE : 09/26/2015 - 00.1 11 ASSET mOVEHENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 13 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE ACCOUNT TYPE AMOUNT CCT RANK INIT. DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N40-024950 1 30,000.00 SUR IBD P6XEADWY 08.39.57 09.03.45 CWG7G000002F 1.18DE : 533,861.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/25/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE PEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/iBAti NAME CITY COUNTRY INTL BANK =PERMIT* BANQUE POPULAIRI RIVES Di PART PARIS PRANCE SECOND l'FC ULT BENZ FR7610207000852121190726369 ASS DES ANIS DE VALERIE LANG ADDITIONAL INSTRUCTIONS : DOMICILIATION BRIT./ES SEVRES DUR000008S RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE /RARER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : . STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CWO700000021: Reg E Eligible : No USER ID DATE TINE STATUS COMMENTS IRAPBEL 09/25/15 09.03.45 ENT IRAPBEL 09/25/15 09.03.45 ULK IRAPBEL 09/25/15 09.03.4E APP PPWK RECD/DB CALLED CLIENT TO VERIFY, SUFF EUR, W9 IRAPBEL 09/25/15 09.00.35 LCK WORKALWO 09/25/15 08.48.38 APP P6XZEKOE 09/25/15 00.47.48 ULK P6XEZKOZ 09/25/15 08.47.48 APP P6XEEKOE 09/23/15 08.46.37 LCK POSSADIFY 09/25/15 08.39.57 BURN SDNY_GM_00065848 CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6( ONFIDENTIAL DB-SDNY-0028673 EFTA_00176348 EFTA01299749  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE ACCOUNT TYPE AMOUNT Ca BANG( INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4H-037373 1 235,000.00 ADD IBD P6XEAHEW 17.01.26 09.49.59 CMG7F0000081 USDE : $164,876.00 TRADE DATE: 09/24/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK NACQAU2S AU184446 MACQUARIE BANK LIMITED SYDNEY AUSTRALIA SECOND FFC ULT BENZ 301910311 LORIMER AND MAPLE REAL ESTATE PTY LTD SALES TRUST A/C ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03026 -MONEY FUND CUTOFF TIME HAS PASSED. INTEREST CHARGES MAY APPLY 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09922 -ANT./EXCEEDS TURNOVER RATIO: NEW/DOM ACCT- 97% OVER STANDARD TIMEFRAIIE 09999 -ANT./AGGREGATION ALERT- 4 RULES TRIGGERED IN 1 REQUESTS REASON : LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CWG7F0000081 Reg E Eligible : NO USER ID DATE TINE STATUS COMMENTS FSraRnU 09/25/15 09.49.59 PPR FSCARDU 09/25/15 09.49.58 ULK FSCARDU 09/25/15 09.49.58 APP PDS AVA VD 9-28/NO WS W9/NO SALES/LOA RECD/AUTH SIGNER LIST IN HAND/DBAS; OK Fer40nU 09/25/15 09.47.09 LCK SDNY_GM_00065849 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFlDENTIAL DB-SDNY-0028674 EFTA_00 176349 EFTA01299750  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS MASER 09/25/15 09.46.52 ULK WiNAPER 09/25/15 09.46.52 APP FDS AVA VD 9-28/NO W8 N9/110 SALES/LOA RZCD/AUTHRIZED SIGNER LIST IN HAND/DRAB MGNAPER 09/25/15 09.45.01 LCK MGNAPER 09/25/25 09.41.24 ULK MGNAPER 09/25/15 09.38.37 LCK HGNAPER 09/25/15 09.16.28 ULK HONAPER 09/25/15 09.16.28 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE WORKING WITH IBD HGNAPER 09/25/15 09.16.07 LCK HGNAPER 09/25/15 08.05.48 ULK MGNAPER 09/25/15 08.05.48 NW PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN BODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE WORKING WITH IBD MGNAPER 09/25/15 08.05.30 LCK WiNAPER 09/25/15 07.03.23 ULK MGNAPER 09/25/15 07.03.23 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE WORKING WITH IBD MGNAPER 09/25/15 07.01.51 LCK NONJLAR 09/24/15 17.52.52 ULK IIGNJLAR 09/24/15 17.52.52 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE WORKING WITH IBD NGNJIAR 09/24/15 17.37.19 LCK MGNAPER 09/24/15 17.17.52 ULK MGNAPER 09/24/15 17.17.52 KW PENDING ADDITIONAL ACTIVITY. PAST CUT OFF NGNAPER 09/24/15 17.17.26 LOX VKAKADTO 09/24/15 17.11.08 APP ➢6XEKMCM 09/24/15 17.11.08 ULK P6XEKMCM 09/24/15 17.11.08 APP P6XEKMCM 09/24/25 17.11.04 LCK !UNMAN 09/24/15 17.09.30 PAPP MONATUdi 09/24/15 17.09.29 ULK MGRAKAN 09/24/15 17.09.23 LCK PCCEAHEN 09/24/15 17.01.26 POVR SONY_GM_000658.50 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028675 EFTA_00176350 EFTA01299751  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : EXE ACCOUNT TYPE AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID QJU-001220 1 182,296.23 EUR IBD P6XETDOM 10.11.35 10.11.35 CMG7G0000022 USDE : $205,757.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $10.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AG FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ DE43500700100925799900 DEUTSCHE BANK AG LONDON ADDITIONAL INSTRUCTIONS : BLVD MANUEL AVILA CAMACHO 76 202 LOMAS DE CHAPULTEPEC MEXICO CITY DF 11000 MEXICO RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AK./EXCEEDS TURNOVER RATIO: REG/FOR ACCT-100% OVER STANDARD TIKEFRAME 09938 -ACCOUNT ON WATCH LIST - ➢IC ACCOUNT 09941 -AID.-ACCT IS A FOREIGN POLITICAL OFFICIAL QJU001220 REASON : SCANNING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS P6XETDOM 09/25/15 10.11.35 SUBM SDNY_GM_00065851 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFlDENTIAL OS-SDNY-0028676 EFTA_00 7635 I EFTA01299752  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE ACCOUNT TYPE AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XF-902392 1 17,000.00 CHF IBD P6XECKR2 10.53.19 03.31.09 CWG7F000003W USDE : $17,359.32 TRADE DATE: 09/22/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK UBSWCHZHSOA VHS SWITZERLAND AO ZURICH SWITZERLAND SECOND FFC ULT BENZ CH9000243243G76401690 INSTITUT LE ROSEY ADDITIONAL INSTRUCTIONS : CARTER STONESIFER INVOICE REF 7643 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW. REASON : LOA ON FILE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7F000003W Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request No USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.09 MIT The Currency wire got settled. MGNTLUB 09/24/15 13.00.50 PPR N3NTLUB 09/24/15 13.00.50 ULK HGNTLUB 09/24/15 13.00.50 APP LOA / SUFF CHF MONTLUB 09/24/15 12.59.15 LCK MELKWEG) 09/24/15 12.50.23 APP P6XETWIO 09/24/15 12.50.23 ULK SDNY_GM_000658.52 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL OS-SDNY-0028677 EFTA 00176352 EFTA01299753  RUN DATE : 09/26/2015 - 00.11.11 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 REPORT ID: ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XL USER ID DATE TIME STATUS COMMENTS P6XETWIG 09/24/15 12.50.2