EFTA01454646.pdf

Trirl1,77711:7177t .17717% COM 2014 Page 2 Of 2 aS Deslaths Bank AO SOUTHERN RNANCIAL, LLC FX•Opeous Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436; SOUTHERN FxEurcC,l 21-No/.2013 204109.2014 254109.2014 (1,009 CO3 X) USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 ,2'.:231 2.° 710423459 FINANCIAL. LLC 3663644352 SOUTHERN FXOneBatOneT 21-Nov-2013 20.No/.2014 2541°9.2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 7.76141 710423461 FINANCIAL. LLC ou:h0pI 366364436; SOUTHERN FXOnef3arOneT 21-N0/.2013 2041°9.2014 25-Nos-2014 (21,000 00) USD 0 JPY LONG EUROPEAN 0.0000 5.33389 710423463 FINANCIAL. LC ouchCpt X6364438/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.4104014 12100 IX; USD 0 FY LONG EtACCEAN 0.0000 3.645 40 710423465 FINANCIAL. LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.0DO 03) USD SHORT EURCPEAN PUT 1 3450 ;48.54982i 806424249 FINANCIAL. LLC 407339131/ SOUTHERN F9EuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800000.00) USD LONG ELRCPEAN CALL 13803 35.09217 806424264 FINANCIAL, LLC Subtotal: (.17 3.1,3 I Y: Not.Ccy Not.Ccy Trade ID DealGrouplD Counterparty Trade Type Trade Date EM. Date Maturity Date Not.Amt 1 1 Not.Amt 2 2 OSPays DBReceives MTM(USD) 395494367/ 395494367417575 SOUTHERN FoadCashfloorFee 02.M.2014 02-M-2014 07.Jul-2014 ;344 637501 50) USD (3eg Sg 13) 817575517 517 FINANCIAL. LLC Subtotal: (344 6.K413: Talk (362187.31) Statement ID: 182298_20140703 20140707_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 112908 CONFIDENTIAL SDNY_GM_00259092 EFTA01454646