EFTA01521870.pdf

GHISLAINE MAXWELL ACCT For the Period 1111/13 to 11130113 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27.39 10000.000 273,900.00 261.300.00 12,600.00 19,690.00 7.19% 7 7,6% PFD 173080-20-1 C PN NA MA1 COUNTRYWIDE CAPITAL V 25.12 4,200.000 105,504.00 98,778.96 6,725.04 7,350.00 6.97% 7% PFD 222388-20-9 CFC PEI JPM CHASE CAPITAL XXIX 25.83 2,500.000 64,575.00 62,500.00 2,075.00 4,187.50 6.48% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks $443,979.00 $422,670.94 321,400.04 331,227.60 7.03% Concentrated & Other Equity JPMORGAN CHASE & CO 109.94 150,000.000 184,904.00 157,909.17 6,994 83 11.850 00 7 13% VAR RT PFD STK 04/30/2049 1.020 30 DID 04/23/2C08 46625H-HA-1 BBB 43A1 JP Morgan Page 7 of 37 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049310 Chase CONFIDENTIAL SDNY_GM_00318508 EFTA01521870