EFTA01383309.pdf

Portfolio Holdings (continued) Unrealised Estimated Estimated Date Acquired Quantity Unit Cost Cost Bads Market Price Market Value Cdinloss Annual Income Yield EQUITIES (continued) Common Stocks (continued) C,ARVANA CO CL A Security Identifier: CVNA Dividend Option. Cash CUSP. 146869132 06118/18 2.500.000 42.7900 106.975.00 37.1500 92.875.00 -14.100.00 06118/18 5,000.000 44.3400 221,699.15 37.1500 185,750.00 45,949.15 06118/18 5.000 000 44 0400 220.200 00 37.1500 185.750 00 44,450.00 06118118 2.500 000 43.5400 108,850 00 37.1500 92.875.00 -15.975.00 06119/18 2,500 000 42.6740 106.686 00 37.1500 92,875.00 -13.811.00 06119118 2.500 000 43 0850 107,712 93 37.1500 92.875.00 -14,837 93 06119118 2.500 000 42 7520 106.879 20 37.1500 92.875.00 -14.004 20 06119118 2,500 000 42 8400 107,100 00 37.1500 92,875.00 -14,225 00 Total Covered 25,000.000 1,086,102 26 928,750.00 -157,352.28 Total 25,000.000 $1,086,102.28 5928,750.00 4157,352.28 $0.00 UNITED TECHNOLOGIESCORP COM Security Identifier: UTX Dividend Option: Cash CUSIP.913017139 06120/18 15.000.000 125 5300 1.882.944 30 118 0700 1.771.050.00 -111,894.30 44.100 00 249% Total Common Stocks 56,205,234.58 56,048,910.00 4156,324.58 $44,100.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG ft 00TH Security Identifier: C PRK PFD SER K DIV 6.875% PERPETUAL NOV CUSP. 172967341 PERPETUAL CALL tr6/23°25.00 Dividend Option: Cash 02103/14 79,000.000 25.3090 1,999,418.90 26.0000 2,054,000.00 54,581 10 135,781.32 6.61% Total Preferred Stocks $1,999,418.90 $2,054,000.00 $54,581.10 $135,781.32 TOTAL EQUITIES $8,204,653.46 $8,102.910.00 4101.743.48 $179,881.32 Unrealized Accrued Estimated Cost Basis Markel Value Gainless Interest Annual Income Total Portfolio Holdings $14,678,071.50 514,354,547.04 4323,524.46 5359.42 $320.630.96 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8 and are marked as"noncovered". Securities marked as "covered*, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRSon form 1099.8 for the applicable tax year in which the securities are disposed. Note. In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Page 4 of 9 Account fivmber Rated btellent Clutts Ovaugh Prams tIC..• wkdle seated kit 0 tt4r4 Go papetiess Afx fl out bOnivtorr 4 Every Yea Since 2007 OALOAR RATIO COMMUNICATOM Mat DICE sublidiary of The In al New York Mellon Corporation (lINY Mellon) Pewits LLC. onesnber f114RA, NYC- CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083004 CONFIDENTIAL SDNY_GM_00229188 EFTA01383309