EFTA01356371.pdf

From: Melisa Venegas Sent: 6/1/2017 4:49:02 PM To: acob ; Lee Flutter ]; Armen Brash CC: Vaishati-P Meht- ; Patrick Harris Sheffali Welch Subject: May - 2017 AML/KYC Escalation Reports II] Attachments: US_Onshore.xlsx Classification: For Internal use only All, Attached is the monthly AML/KYC escalation report for overdue and coming due items. Please review and address accordingly. • Overdue temporary exceptions — 7 • Past due in person meetings — 19 Thank you. Melisa Venegas Deutsche Bank Wealth Management 60 Wall Street, 10005.2836 New York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042216 CONFIDENTIAL SDNY_GM_00188400 EFTA01356371