EFTA01454104.pdf

e an raup 02 May 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 f, - As of 02 May 14 Osubch8 Bank AO SOUTHERN FINANCIAL, LLC Settlement NotCcy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 21-No/-2013 20-Nov2014 25!Noy..2014 (1.000000 00) USD 101.0:0.000 JPY SHCAT EUROPEAN CALL 1010000 :2 1.C6N 710423459 FINANCIAL. LLC 366364436/ SOUTHERN EXOneBatOneT 21-Nov-2013 20-No4014 25-No4014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 11.40334 710423461 FINANCIAL. LLC ouchOpt 366364436r SOUTHERN EXOneSarOneT 21-Nov-2013 20!Nov!2014 25-Nos-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 9,10157 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnet3arOneT 21-Noy-2013 20-Nov.2014 254104011 (21.000 MI USD 0 JPY LONG ELPCPEAN 0.0000 7.18229 710423465 FINANCIAL. LLC ouchOpt Subtotal: (1,41966: Commodifes • lbse Metal Derthaqvis Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 3%5194367/ SOUTFERN CommodhOpEu 03-Apr-2014 CIF>Dec-20I4 GS-Dec-2014 SHORT EURCPEAN CALL XCU te.7W.COD DO! USD tf.,0 001MT25 0 7.000 0000 !NO 97-3 17! 778125%95 FINANCIAL. LLC ro ElaseMetal Subtotal: lz40.373 !7; Total: (241,792.83) Statement ID : 182238_20140502_20140505_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112039 CONFIDENTIAL SDNY_GM_00258223 EFTA01454104