EFTA01455847.pdf

e an 17 Oct 2014 SOUTHERN FINAN Pape 2 Of 2 Request 182298 it, As of 17 Oct 14 Deulths Bank AO SOUTHERN FINANCIAL, LLC OS-00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcepl 21-Nov-2013 20-Nov-2014 25-Nov-2014 (LOCO DOD CO; USD 101,000.000 JPY SHORT EUROPEAN CALL 1010000 :fi,1 4966C7! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Not.2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 566.19 710423461 FINANCIAL. LLC ouchCpl 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ok2014 25-Nov-2014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.00DD 350.86 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 121.000 001 USD 0 JPY LONG EtPCPEAN 0.0000 218.30 710423465 FINANCK.U.0 ouchOpt 418822243/ SOUTHERN ExEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.003 00) COH SHORT EIPCPEAN PUT 6.1603 r.99 58958i 8344623% FINANCIAL. LLC Subtotal: (250952 U)) Baal: (250,952.30) Statement ID : 18229829141017_20141020_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114847 CONFIDENTIAL SDNY_GM_00261031 EFTA01455847