EFTA01519101.pdf

CHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gairaoss Accrued Div. Yield Non-US Equity RIO TINTO PLC 53.42 3.000 160.27 212.23 (51.96) ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CMGFtOUP CAPITAL XIII 27.39 10,000.000 273,900.00 261,300.00 12,600.00 19,690.00 7.19% 7 7/8% PFD 17308020.1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 25.12 4,200.000 105,504.00 96,778.96 6,725.04 7,350.00 6.97% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.83 2,500.000 64,575.00 62,500.00 2,075.00 4,187.50 6.48% 6 7% PFD 48125E-20.7 JPM PC Total Preferred Stocks $443,979.00 $422,578.96 $21,400.04 $31.227.50 7.03% Concentrated & Other Equity JPMORGAN CHASE & CO 109.94 150,000.000 164,904.00 157.909.17 6,994 83 1 t 850 00 7 13% VAR RT PFD STK 04/30/2049 I 0,0 30 DTD 04/23/2008 4062514HA-1 BBB /BA1 J.P, Morgan Accou age 0' 3 , Consolidated Statement Page 10 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046374 Chase CONFIDENTIAL SDNY_GM_00315572 EFTA01519101