EFTA01142290.pdf

From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: BABA Date: Fri, 30 Jan 2015 14:47:20 +0000 Inline-Images: Mail_Attachment.gif; Mail_Attachment(1).gif not sure if you still have interest in Alibaba but stock is now trading below where you sold it current price 88.77 at 9:45am Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 tel fax cell Begin forwarded message: To: eevacation a mail.com Cc: , Paul Morris < Vahe Stepanian < Subject: Trade Report 9/19 C From: Tazia Smith Date: September 19, 2014 at 12:22:36 PM EDT Classification: Confidential Jeffrey - S 2000 BABA at $92.352 (+S48.7k) TDS From: Jeffrey E' leevacationg.emaitcom> To: Tazia Smith/dbedboom@DBANIERICAS. Date: 0911912014 12:19 PM Subject: Re: Alibaba opens $92.70 (CJ sell EFTA01142290 On Fri, Sep 19, 2014 at 11:55 AM, Tazia Smith < wrote: Classification: Confidential Jeffrey - Alibaba opens at $92.70, -$95 last (+$54k on your position) TDS Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobil Email Pan-101,4 -u Pelf-04n From: Tazia Smith/db/dbcom To: ' ray sustain' <jeevacSti gmail.com>. Cc: TAG' >. "Paul Morris" c a., "Rich Kahn' "Vahe Stepanian" Date: 09119/2014 10:10 AM Subject: Alibaba Update 380-83. buy imbalance (Cl Classification: Confidential Jeffrey - Alibaba not open yet, looking $80-83 last (vs. $68 price), but still on a buy imbalance on the NYSE. Will keep you posted. Let us know if this is something you want to sell, hold or add. Best Regards, Tazia EFTA01142291 From: Tazia Smith/db/dbcom To: leffrey epsteirr <jeevacationagmail.com>, Cc: Vahe SteFenian- "MG' . 'Rich Kahn" Dale: 09/19/2014 08:45 AM Subject: Mac [CI Classification: Confidential Jeffrey - You were allocated 2,000 Alibaba (BABA) at S68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York NY 10154 Tel: Mobile: Fax: E-mail: From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO *** ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46% secondary) EFTA01142292 Offer price: $68.00 Exchange: NYSE Trade date: 9/18 Settlement date: 9/24 Bookrunners: Deutsche Bank Credit Suisse Goldman Sachs JPMorgan Morgan Stanley Citi The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site, at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free 1-800-503-4611 or by mail from Deutsche Bank Securities Inc., 60 Wall Street, New York, New York 10016, or by email at [email protected] This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01142293  please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01142294